Title:

Inspect A 14 CFR Part 121 Certificate Holders Personnel Who Have Been Granted Operational Control Authority

Number:

2.3.18.3

Validation Date: 7/13/05

Approval Date: 7/25/05

Comments:

 

Job Task Sponsor:

AFS-200

Job Series:

1825 Aviation Safety Inspector (Air Carrier Operations)

Function:

2.0 Surveillance/Inspection

Duty:

2.3 Air Operator Surveillance

Rating and Ranking

Difficulty:

Moderate

Importance:

Semi-Critical

Time to Accomplish:

1 Day

Specialty

Frequency

OPS

On Demand

CSI

Not Applicable

DSI

On Demand

Course Numbers

21621

21607

21632

21047

21427

PTRS Activity Codes

SAI

EPI

1636

 

 

 

 

 

3.1.13

 

 

 

 

 

 

 

 

 

 


Regulatory Requirements

Link to Specific Regulatory

Requirements (SRR)

121.135

121.537

Ops Specs B043

Ops Specs A008

 

Forms

FAA Form 8000-36 PTRS Transmittal Form

 

Job Aids

(ATOS) Element Performance Inspection (EPI) Data Collection Tool (DCT) 3.1.13

(NON-ATOS) FAA Order 8400.10, Vol. 6, Chapter 2, Section 18, Figure 6.2.18.2

(ALL) Ops Specs Job Aid A008

 

Other Guidance

FAA Order 8400.10    Air Transportation Operations Inspectors Handbook

FSAT 00-14 Compliance With Flight Dispatch Communications For Flag Air Carriers

AC 00-34 Aircraft Ground Handling And Servicing

AC 20-117 Hazards Following Ground Deicing And Ground Operations In Conditions Conducive To Aircraft Icing

AC 120-71 Standard Operating Procedures For Flight Deck Crewmembers

AC 121-32 Dispatch Resource Management Training

AC 121.195-1 Operational Landing Distances For Wet Runways; Transport Category Airplanes

HBAT 95-09 Guidelines For Operational Approval Of GPS To Provide The Primary Means Of Class II Navigation In Oceanic And Remote Areas Of Operation

HBAT 96-08 Pilot Crewmember Training In All Weather Surface Operations

HBAT 98-05 Legal Interpretation Concerning Access To The Flight Deck

HBAT 98-08 Title 14 CFR Part 135 Flight And Rest Time Limitations For Certain Part 121 And Certain Part 135 Operations, Operations Specifications Paragraph A033

HBAT 98-12      Training, Qualifications, And Operational Control Of Flight Attendants Who Have Served Or May Be Serving At More Than One Air Carrier

HBAT 98-15 IFR Operating Requirements For U.S. Operators And Aircraft In European Airspace Designated For Basic Area Navigation (BRNAV/RNP-5); Operations Specifications

HBAT 98-16      Approval of Aircraft And Operators For Flight In Airspace Where Required Navigation Performance 10 (RNP-10) Is Applied; Operations Specifications (Op Specs), B036 and B038

HBAT 98-27 Operations Personnel Reporting Responsibilities

 

 

Other Guidance (continued)

HBAT 99-07 Flight Standards Policy-Company Operating Manuals And Company Training Program Revisions For Compliance With Current Airplane Or Rotorcraft Flight Manual Revisions And Aircraft Manufacturer Operations Bulletins

HBAT 99-11      Approval Of Aircraft And Operators For Flight In Airspace Above Flight Level (FL) 290 Where A 1,000 Foot Vertical Separation Is Applied

HBAT 99-15 Level Of Rescue And Fire Fighting Services (RFFS) For ETOPS En Route Alternatives

HBAT 00-01 Reduced Vertical Separation Minimum (RVSM) And Required Navigation Performance (RNP) In CEP And NOPAC Airspace; Op Specs B037 And B038

HBAT 03-06 Reduced Vertical Separation Minimum (RVSM) Airspace

HBAT 04-01      Air Carrier Operational Control

HBAT 04-04 Incorporating Standard Operating Procedures During Taxi Operations In Training Programs, The Use Of SOPs During Taxi Operations, And Special Emphasis Inspection Items For Runway Incursion Surveillance

HBAT 04-07 Dispatch Release-Emphasis On The Risk Of Runway Incursions At Airports With Parallel Runways Spaced 1,000 Feet Or Less Apart

 

NOTE: Ensure you are using the most current information. The Flight Standards Information Management System (FSIMS) may be used to obtain current guidance.

 

 

TASK DESCRIPTION:

 

Observe the Certificate Holders personnel who have been granted operational control and compare their performance to the Certificate Holders operational control procedures. Document the results of the observation and, in addition, any observed deficiencies in the procedures.

 

SUBTASK 1:

ALL OPERATORS

Become familiar with the FAAs operational control guidance material.

ELEMENT 1.1:

ATOS

Review the FAAs operational control guidance material.

Objective / Skill:

Performance:

Review the information listed in the supplemental information section contained in DCT 3.1.13.

Conditions:

Using ATOS DCT EPI 3.1.13 (See Note Below) http://www.faa.gov/avr/afs/atos/p_p/jobaids.htm

Standards:

Regulatory Requirements and Policy contained in the EPI 3.1.13, Section 1 - Performance Observables.

Knowledge:

        Understand the Regulatory Requirements and Policy contained in the EPI 3.1.13, Section 1 - Performance Observables.

ELEMENT 1.2:

NON-ATOS

Review the FAAs operational control guidance material.

Objective / Skill:

Performance:

Review the guidance and policy contained in FAA Order 8400.10.

Conditions:

Using FAA Order 8400.10, Vol. 6, Chapter 2, Section 18.

Standards:

IAW Guidance and Policy contained in FAA Order 8400.10, Vol. 6, Chapter 2, Section 18.

Knowledge:

        Understand the Guidance and Policy contained in FAA Order 8400.10, Vol. 6, Chapter 2, Section 18.

 

NOTE: Job Task Item (JTI), as used in the SAI/EPI, refers to a specific item against which to check the design or performance of a Certificate Holders Program. JTIs are provided to assist you with the evaluation of the Certificate Holders personnel who have been granted operational control authority, and are located in the DCT.

 

SUBTASK 2:

ALL OPERATORS

Become familiar with the policies, procedures, and instructions for operational control contained in the Certificate Holders manual and document any deficiencies.

Objective / Skill:

Performance:

Review the policies, procedures and instructions for personnel assigned operational control responsibilities contained in the Certificate Holders manual.

Conditions:

    (ATOS) Using ATOS DCT EPI 3.1.13 http://www.faa.gov/avr/afs/atos/p_p/jobaids.htm

    (NON-ATOS) Certificate Holders manuals.

Standards:

        (ATOS) Regulatory Requirements IAW EPI 3.1.13, Section 1 - Performance Observables.

        (NON-ATOS) IAW Certificate Holders manuals.

Knowledge:

        (ATOS) Understand the Regulatory Requirements and Policy contained in the EPI 3.1.13, Section 1 - Performance Observables.

        (ALL) Understand the Guidance and Policy contained in the Certificate Holders Operations Manual.

 

SUBTASK 3:

ATOS

Review the associated SAI with emphasis on the controls, process measurements, and interface attribute sections.

 

Objective / Skill:

Performance:

Review the Certificate Holders manual for controls required in EPI 3.1.13; Section 2 Management Responsibility and Authority Observables.

Conditions:

Using ATOS DCT EPI 3.1.13 http://www.faa.gov/avr/afs/atos/p_p/jobaids.htm

Standards:

IAW EPI 3.1.13, Section 2 - Management Responsibility and Authority Observables.

Knowledge:

        Know how to apply the Management Responsibility and Authority Observables.

        Understand the Guidance and Policy contained in FAA Order 8400.10, Appendix 6.

 

 


SUBTASK 4:

ALL OPERATORS

Interview and observe personnel assigned operational control responsibilities to determine compliance with the Certificate Holders procedures.

Objective / Skill:

Performance:

Observe the Certificate Holders personnel with operational control authority.

Conditions:

Certificate Holders manual.

Standards:

IAW the Certificate Holders other personnel with operational control procedures.

Knowledge:

        (ATOS) Understand the Regulatory Requirements and Policy contained in the EPI 3.1.13, Section 1 - Performance Observables.

        (NON-ATOS) Understand the Guidance and Policy contained in FAA Order 8400.10, Vol. 6, Chapter 2, Section 18.

        (ALL) Understand the Guidance and Policy contained in the Certificate Holders Operations Manual.

 

SUBTASK 5:

ATOS

To determine if the person identified by the Certificate Holder having responsibility and/or authority for the other personnel with operational control procedures is qualified, knowledgeable, and recognizes that responsibility and/or authority.

Objective / Skill:

Performance:

Conduct an interview.

Conditions:

Using ATOS DCT EPI 3.1.13, Section 2 http://www.faa.gov/avr/afs/atos/p_p/jobaids.htm

Standards:

IAW EPI 3.1.13, Section 2 - Management Responsibility and Authority Observables.

Knowledge:

        Know how to apply the Management Responsibility and Authority Observables.

        Understand the Guidance and Policy contained in FAA Order 8400.10, Appendix 6.

 

 

SUBTASK 6:

ALL OPERATORS

Discuss and document the results of the observation with the Certificate Holder and Principal Operations Inspector (POI).

ELEMENT 6.1:

ATOS

Debrief results of the inspection with the Certificate Holder and POI.

Objective / Skill:

Performance:

Notify Certificate Holder and populate the ATOS repository.

Conditions:

Results of the inspection.

Standards:

IAW FAA Order 8400.10, Appendix 6.

Knowledge:

        Understand the Regulatory Requirements and Policy contained in the EPI 3.1.13.

ELEMENT 6.2:

NON-ATOS

Debrief results of the inspection with the Certificate Holder and POI.

Objective / Skill:

Performance:

Notify Certificate Holder and POI of the results of the inspection.

Conditions:

Results of the inspection.

Standards:

IAW FAA Order 8400.10, Vol. 6, Chapter 1, Sections 1 and 2.

Knowledge:

        Understand the Guidance and Policy contained in FAA Order 8400.10, Vol. 6, Chapters 1 and 2.