Task:

O2.3.88 Inspect a 14 CFR Part 135 Operator During Bankruptcy or Merger

Function:

Duty:

2.0 Surveillance/Inspection

2.3 Air Operator Surveillance

Previous Task Analysis:

1995 Hughes and Allen Corporation

Difficulty:

3

Criticality:

Y

Importance:

4

Time:

 

Frequency:

1

Job Aid:

Y

PTRS Tracking

Specialty

1629

 

 

 

 

 

S

O

M

E

F

A

C

T

 

 

 

 

 

 

 

P

 

 

 

 

 

 

Legal References:

49 U.S.C. 40104, Promotion of Civil Aeronautics and Safety of Air Commerce

49 U.S.C. 40113, Administrative

49 U.S.C. 44701, General Requirements

49 U.S.C. 44702, Issuance of Certificates

49 U.S.C. 44705, Air Carrier Operating Certificates

49 U.S.C. 44709, Amendments, Modifications, Suspensions, and Revocations of Certificates

49 U.S.C. 44713, Inspection and Maintenance

Purpose:

To inspect an operator during a bankruptcy or merger, to ensure the operator remains in compliance with Federal Aviation Regulations

Significant Interfaces:

Air Transportation Division

Regional Flight Standards Division

Flight Standards District Office

Certificate Holder

Procedural Guidance:

14 CFR Part 135, Operating Requirements: Commuter and On-Demand Operations and Rules Governing Persons on Board Such Aircraft 135

Order  1380.51, Program Tracking and Reporting Subsystem

Order 8900.1, Flight Standards Information Management System (FSIMS)

NOTE: Ensure you are using the most current information. The Flight Standards Information Management System (FSIMS) may be used to obtain current guidance.

Forms:

FAA Form 8000-36, PTRS Transmittal Form

1.          Phase One Pre-application

1.1        Receive notification from certificate holder that it is in the process of a bankruptcy, merger, or acquisition
K: Order 8900.1, Vol. 2, Chap. 4, Sec. 1
1.2        Open PTRS record and review job aid
K: Order  1380.51
K: Order 8900.1, Vol. 2, Chap. 4, Sec. 1, Figure 2-12
1.3        If in a merger or acquisition, identify controlling certificate holder and location of principal base of operations
K: Order 8900.1, Vol. 2, Chap. 4, Sec. 1
1.4        Establish communication between all affected FAA offices
K: Order 8900.1, Vol. 2, Chap. 4, Sec. 1
1.5        Assigned CHDO coordinate meeting with controlling certificate holder
K: Order 8900.1, Vol. 2, Chap. 4, Sec. 1

2.          Phase Two Formal Application

2.1        Review transition plan
K: Order 8900.1, Vol. 2, Chap. 4, Sec. 1
2.1.1       If transition plan is not submitted, or is unacceptable, increase surveillance activities
K: Order 8900.1, Vol. 2, Chap. 4, Sec. 1

3.          Phases Three and Four Document Compliance and Demonstration/Inspection

3.1        Evaluate changes outlined in transition plan
K: Order 8900.1, Vol. 2, Chap. 4, Sec. 1
3.2        Conduct inspections, as necessary to ensure continued compliance with the federal aviation regulations
K: Order 8900.1, Vol. 2, Chap. 4, Sec. 1
K: Order 8900.1, Vol. 6

4.          Phase Five Certification

K: Preapplication Statement of Intent (PASI) found at http://forms.faa.gov/report_new.asp

5.          Close PTRS record

K: Order  1380.51