Task:     

O3.3.198   Document Compliance Phase

Function: 

Duty:   

3.0   Certification

3.3   Air Operator Certification

Previous Task Analysis:  

 

 

Difficulty:

Importance:

Frequency:

3

3

1

Criticality:

Time:

Job Aid:

Y

 

Y

PTRS Tracking

Specialty

1202

1211

1212

1213

1240

 

S

 

 

 

 

 

 

 

P

 

 

 

 

 

 

 

Legal References :

49 USC 40104               Promotion of Civil Aeronautics and Safety of Air Commerce

49 USC 40113               Administrative

49 USC 44702               Issuance of Certificates

49 USC 44705               Air Carrier Operating Certificates

 

Purpose To certificate an air operator or air agency in accordance with the appropriate 14 CFR for document compliance phase

 

Significant Interfaces :

Applicant

Regional Office

Headquarters

CSET

Aviation Data Systems Branch, AFS-620

Airworthiness Inspectors

Avionics Inspectors

Cabin Safety Inspector

 

Procedural Guidance :

14 CFR Part 91,                        General Operating and Flight Rules

14 CFR Part 119,                      Certification: Air Carriers & Commercial Operators

14 CFR Part 125,                      Certification & Operations: Airplanes Having a Seating Capacity of 20 or             More Passengers or a Maximum Payload Capacity of 6,000 Pounds or More; and Rules Governing Persons on Board Such Aircraft

14 CFR Part 133,                      Rotorcraft External Load Operations

14 CFR Part 135,                      Operating Requirements: Commuter & on Demand Operations and Rules             Governing Persons on Board Aircraft

14 CFR Part 137,                      Agricultural Aircraft Operations

14 CFR Part 141,                      Pilot Schools

14 CFR Part 142,                      Training Centers

Order 1380.51,                          Program Tracking and Reporting Subsystem

Order 8900.1,                            Flight Standards Information Management System (FSIMS)

AC 120-49,                               Certification of Air Carriers

AC 125-1,                                 Operations of Large Airplanes Subject to Federal Aviation Regulations     Part 125

AC 133-1 (as amended),            Rotorcraft External Load Operations in Accordance with Federal Aviation           Regulations Part 133

AC 137-1 (as amended),            Agricultural Aircraft Operations

AC 141-1 (as amended),            Pilot School Certification

 

NOTE: Ensure you are using the most current information.  The Flight Standards Information Management System (FSIMS) may be used to obtain current guidance.

 

Forms:

FAA Form 8000-36,      Program Tracking and Reporting System

FAA Form 8400-6,        Pre-Application Statement of Intent

FAA Form 8710-3,        Agricultural Aircraft Operator Certificate Application

FAA Form 8710-4,        Rotorcraft External Load Operation Certificate Application

FAA Form 8710-9,        Examiner Designation/Qualification Record (long form)

 


 

1.                                    Conduct a detailed review of applicant’s submissions

                        K:         Order 8900.1, Vol. 2, Chap. 3, Sec. 3 (Part 135))

                        K:         Order 8900.1, Vol. 2, Chap. 6, Sec. 2 (Part 125))

                        K:         Order 8900.1, Vol. 2, Chap. 7, Sec. 1 (Part 133))

                        K:         Order 8900.1, Vol. 2, Chap. 8, Sec. 1 (Part 137))

                        K:         Order 8900.1, Vol. 2, Chap. 9, Sec. 1 (Part 141))

                        K:         Order 8900.1, Vol. 3, Chap. 32, Sec. 1 (Part 135))

                        K:         Order 8900.1, Vol. 3, Chap. 32, Sec. 2 (Part 135))

                        K:         Order 8900.1, Vol. 3, Chap. 32, Sec. 3 (Part 125))

                        K:         Order 8900.1, Vol. 3, Chap. 54, Sec. 1 (Part 142))

 

2.                                    Review company general operations manual (GOM)/policies and procedures manual

                        K:         Order 8900.1, Vol. 2, Chap. 6, Sec. 2 (Part 125))

                        K:         Order 8900.1, Vol. 3, Chap. 27, Sec. 1 (Part 135))

                        K:         Order 8900.1, Vol. 3, Chap. 32, Sec. 2 (Part 135))

                        K:         Order 8900.1, Vol. 3, Chap. 32, Sec. 3 (Part 135))

                        K:         Order 8900.1, Vol. 3, Chap. 32, Sec. 4 (Part 135))

                       

3.                                    Review training curriculum

                        K:         Order 8900.1, Vol. 3, Chap. 19, Sec. 1 (Part 135))

                        K:         Order 8900.1, Vol. 3, Chap. 19, Sec. 2 (Part 135))

                        K:         Order 8900.1, Vol. 3, Chap. 19, Sec. 3 (Part 135))

                        K:         Order 8900.1, Vol. 3, Chap. 19, Sec. 4 (Part 135))

                        K:         Order 8900.1, Vol. 3, Chap. 19, Sec. 5 (Part 135))

                        K:         Order 8900.1, Vol. 3, Chap. 19, Sec. 6 (Part 135))

                        K:         Order 8900.1, Vol. 3, Chap. 19, Sec. 7 (Part 135))

                        K:         Order 8900.1, Vol. 3, Chap. 19, Sec. 8 (Part 135))

                        K:         Order 8900.1, Vol. 3, Chap. 19, Sec. 9 (Part 135))

                        K:         Order 8900.1, Vol. 3, Chap. 19, Sec. 10 (Part 135))

                        K:         Order 8900.1, Vol. 3, Chap. 19, Sec. 11 (Part 135))

                        K:         Order 8900.1, Vol. 3, Chap. 20, Sec. 1 (Part 135))

                        K:         Order 8900.1, Vol. 3, Chap. 20, Sec. 2 (Part 135))

                        K:         Order 8900.1, Vol. 3, Chap. 20, Sec. 4 (Part 135))

                        K:         Order 8900.1, Vol. 3, Chap. 21, Sec. 1 (Part 135))

                        K:         Order 8900.1, Vol. 3, Chap. 21, Sec. 2 (Part 135))

                        K:         Order 8900.1, Vol. 3, Chap. 21, Sec. 3 (Part 135))

                        K:         Order 8900.1, Vol. 3, Chap. 21, Sec. 4 (Part 135))

                        K:         Order 8900.1, Vol. 3, Chap. 21, Sec. 5 (Part 135))

                        K:         Order 8900.1, Vol. 3, Chap. 22, Sec. 1 (Part 135))

                        K:         Order 8900.1, Vol. 3, Chap. 22, Sec. 2 (Part 135))

                        K:         Order 8900.1, Vol. 3, Chap. 22, Sec. 3 (Part 135))

                        K:         Order 8900.1, Vol. 3, Chap. 22, Sec. 4 (Part 135))

                        K:         Order 8900.1, Vol. 3, Chap. 22, Sec. 5 (Part 135))

                        K:         Order 8900.1, Vol. 3, Chap. 23, Sec. 1 (Part 135))

                        K:         Order 8900.1, Vol. 3, Chap. 23, Sec. 2 (Part 135))

                        K:         Order 8900.1, Vol. 3, Chap. 23, Sec. 3 (Part 135))

                        K:         Order 8900.1, Vol. 3, Chap. 23, Sec. 4 (Part 135))

                        K:         Order 8900.1, Vol. 3, Chap. 23, Sec. 5 (Part 135))

 

4.                                    Review management qualifications/resumes

                        K:         Order 8900.1, Vol. 2, Chap. 4, Sec. 1 (Part 135))

                        K:         Order 8900.1, Vol. 2, Chap. 6, Sec. 2 (Part 125))

                        K:         Order 8900.1, Vol. 2, Chap. 7, Sec. 1 (Part 133))

                        K:         Order 8900.1, Vol. 2, Chap. 8, Sec. 1 (Part 137))

                        K:         Order 8900.1, Vol. 2, Chap. 9, Sec. 1 (Part 141))

                        K:         Order 8900.1, Vol. 3, Chap. 54, Sec. 1 (Part 142))

 

5.                  Review weight and balance procedures

                        K:         Order 8900.1, Vol. 2, Chap. 6, Sec. 2 (Part 125))

                        K:         Order 8900.1, Vol. 3, Chap. 32, Sec. 1 (Part 135))

                        K:         Order 8900.1, Vol. 3, Chap. 32, Sec. 2 (Part 135))

                        K:         Order 8900.1, Vol. 3, Chap. 32, Sec. 4 (Part 135))

                        K:         Order 8900.1, Vol. 3, Chap. 32, Sec. 5 (Part 135))

                        K:         Order 8900.1, Vol. 3, Chap. 32, Sec. 12 (Part 135))

                        K:         Order 8900.1, Vol. 3, Chap. 32, Sec. 13 (Part 135))

           

6.         Review FAA-approved airplane/rotorcraft flight manual (AFM/RFM)

                       

                        K:         Order 8900.1, Vol. 2, Chap. 6, Sec. 2 (Part 125))

                        K:         Order 8900.1, Vol. 2, Chap. 7, Sec. 1 (Part 133))

                        K:         Order 8900.1, Vol. 2, Chap. 8, Sec. 1 (Part 137))

                        K:         Order 8900.1, Vol. 2, Chap. 9, Sec. 1 (Part 141))

                        K:         Order 8900.1, Vol. 3, Chap. 32, Sec. 5 (Part 135))

                        K:         Order 8900.1, Vol. 3, Chap. 54, Sec. 1 (Part 142))

 

7.         Review Company Flight Manual

                        K:         Order 8900.1, Vol. 4, Chap. 4, Sec. 1 (Part 135))

                        K:         Order 8900.1, Vol. 4, Chap. 4, Sec. 2 (Part 135))

                        K:         Order 8900.1, Vol. 4, Chap. 4, Sec. 7 (Part 135))

                        K:         Order 8900.1, Vol. 4, Chap. 4, Sec. 8 (Part 135))

                        K:         Order 8900.1, Vol. 4, Chap. 4, Sec. 9 (Part 135))

                        K:         Order 8900.1, Vol. 4, Chap. 4, Sec. 10 (Part 135))

                        K:         Order 8900.1, Vol. 4, Chap. 4, Sec. 11 (Part 135))

 

8.         Review Minimum Equipment List (MEL) 

                        K:         Order 8900.1, Vol. 2, Chap. 6, Sec. 2 (Part 125))

                        K:         Order 8900.1, Vol. 2, Chap. 7, Sec. 1 (Part 133))

                        K:         Order 8900.1, Vol. 4, Chap. 4, Sec. 1 (Part 135))

                        K:         Order 8900.1, Vol. 4, Chap. 4, Sec. 2 (Part 135))

                        K:         Order 8900.1, Vol. 4, Chap. 4, Sec 3 (Part 125))

                        K:         Order 8900.1, Vol. 4, Chap. 4, Sec. 7 (Part 135))

                        K:         Order 8900.1, Vol. 4, Chap. 4, Sec. 8 (Part 135))

                        K:         Order 8900.1, Vol. 4, Chap. 4, Sec. 9 (Part 135))

                        K:         Order 8900.1, Vol. 4, Chap. 4, Sec. 10 (Part 135))

                        K:         Order 8900.1, Vol. 4, Chap. 4, Sec. 11 (Part 135))

                        K:         Order 8900.1, Vol. 2, Chap. 8, Sec. 1 (Part 137))

                        K:         Order 8900.1, Vol. 2, Chap. 9, Sec. 1 (Part 141))

9.         Review cockpit checklist

                        K:         Order 8900.1, Vol. 2, Chap. 6, Sec. 2 (Part 125))

                        K:         Order 8900.1, Vol. 2, Chap. 7, Sec. 1 (Part 133))

                        K:         Order 8900.1, Vol. 2, Chap. 8, Sec. 1 (Part 137))

                        K:         Order 8900.1, Vol. 2, Chap. 9, Sec. 1 (Part 141))

                        K:         Order 8900.1, Vol. 3, Chap. 32, Sec. 12 (Part 135))

                        K:         Order 8900.1, Vol. 3, Chap. 54, Sec. 1 (Part 142))

                                   

10.        Review passenger briefing card

                        K:         Order 8900.1, Vol. 2, Chap. 6, Sec. 2 (Part 125))

K:         Order 8900.1, Vol. 3, Chap. 32 , Sec. 4 (Part 135))

 

11.        Review environmental assessments

                        K:         Order 8900.1, Vol. 2, Chap. 6, Sec. 2 (Part 125))

                        K:         Order 8900.1, Vol. 11, Chap. 6, Sec. 1 (Part 135))

                        K:         Order 8900.1, Vol. 11, Chap. 6, Sec. 2 (Part 135))

                        K:         Order 8900.1, Vol. 11, Chap. 6, Sec. 3 (Part 135))

 

12.        Review airport runway analysis

                        K:         Order 8900.1, Vol. 4, Chap. 3, Sec. 1 (Part 135))

                        K:         Order 8900.1, Vol. 4, Chap. 3, Sec. 2 (Part 135))

                        K:         Order 8900.1, Vol. 4, Chap. 3, Sec. 3 (Part 135))

                        K:         Order 8900.1, Vol. 4, Chap. 3, Sec. 4 (Part 135))

                        K:         Order 8900.1, Vol. 4, Chap. 3, Sec. 5 (Part 135))

 

13.        Review deviation request

                        K:         Order 8900.1, Vol. 2, Chap. 6, Sec. 2 (Part 125))

                        K:         Order 8900.1, Vol. 2, Chap. 7, Sec. 1 (Part 133))

                        K:         Order 8900.1, Vol. 2, Chap. 8, Sec. 1 (Part 137))

                        K:         Order 8900.1, Vol. 2, Chap. 9, Sec. 1 (Part 141))

K:         Order 8900.1, Vol. 3, Chap. 21, Sec. 2 (Part 135))

                        K:         Order 8900.1, Vol. 3, Chap. 54, Sec. 1 (Part 142))

 

14.        Review Hazardous Materials (HAZMAT)/Security Program

                        K:         Order 8900.1, Vol. 2, Chap. 6, Sec. 1 (Part 125))

 

15.        Review flight attendant (F/A) manual

                        K:         Order 8900.1, Vol. 3, Chap. 32, Sec. 13

 

16.        Review dispatch/flight-following/flight-locating procedures

                        K:         Order 8900.1, Vol. 3, Chap. 25, Sec. 5

 

17.        Review proving/validation test plan

                        K:         Order 8900.1, Vol. 3, Chap. 29, Sec. 1

                        K:         Order 8900.1, Vol. 3, Chap. 29, Sec. 2

                        K:         Order 8900.1, Vol. 3, Chap. 29, Sec. 3

                        K:         Order 8900.1, Vol. 3, Chap. 29, Sec. 4

                        K:         Order 8900.1, Vol. 3, Chap. 29, Sec. 5

                        K:         Order 8900.1, Vol. 3, Chap. 29, Sec. 6

                        K:         Order 8900.1, Vol. 3, Chap. 29, Sec. 7

                        K:         Order 8900.1, Vol. 3, Chap. 29, Sec. 8

 

18.        Review emergency evacuation demonstration plan

                        K:         Order 8900.1, Vol. 2, Chap. 6, Sec. 2 (Part 125)) 

                        K:         Order 8900.1, Vol. 3, Chap. 30, Sec. 1

                        K:         Order 8900.1, Vol. 3, Chap. 30, Sec. 2

                        K:         Order 8900.1, Vol. 3, Chap. 30, Sec. 3

                        K:         Order 8900.1, Vol. 3, Chap. 30, Sec. 4

                        K:         Order 8900.1, Vol. 3, Chap. 30, Sec. 6

                        K:         Order 8900.1, Vol. 3, Chap. 30, Sec. 8

                        K:         Order 8900.1, Vol. 3, Chap. 30, Sec. 9

                       

 

19.        Review compliance statement

                        K:         Order 8900.1, Vol. 2, Chap. 6, Sec. 2 (Part 125))

 

20.        Review exit row seating program

K:         Order 8900.1, Vol. 3, Chap. 32, Sec. 4   

 

21.        Review Category II and Category III program.

            K:         Order 8900.1, Vol. 3, Chap. 19, Sec. 8

 

22.        Termination of the documents compliance phase

                        K:         Order 8900.1, Vol. 2, Chap. 4, Sec. 2 (Part 135))

                        K:         Order 8900.1, Vol. 2, Chap. 6, Sec. 2 (Part 125))

                        K:         Order 8900.1, Vol. 2, Chap. 7, Sec. 1 (Part 133)) 

                        K:         Order 8900.1, Vol. 2, Chap. 8, Sec. 1 (Part 137))

                        K:         Order 8900.1, Vol. 2, Chap. 9, Sec. 1 (Part 141))

                        K:         Order 8900.1, Vol. 3, Chap. 54, Sec. 1 (Part 142))

 

22.1      Terminate the VIS file

 

            22.2      Close PTRS records

                        K:         Order 1380.51

 

24.        Proceed to demonstration and inspection phase