Unscoped DCT Report (Standard DCT)


MLF Label: 4.3 Maintenance Operations
DCT Type: SP DCT
Specialty: Airworthiness
Peer Group: A - Part 121 Air Operators
DCT Revision: 15.0 on 12/19/18 (Released)
Summary Information

Purpose (Certificate Holder Responsibility): The CH is responsible to manage the safety of the Maintenance Operations processes within its operation.
Objective (FAA Responsibility): The FAA objective is to determine if the CH; (1) Met regulatory requirements, guidance, and safety performance objectives of its Maintenance Operations processes, and; (2) Managed safety of the Maintenance Operations processes by incorporating system safety principles which include safety attributes.


The Maintenance Operations Subsystem includes the following Element(s)
  4.3 Maintenance Operations
     4.3.1 (AW) Airworthiness Release/Maintenance Log Requirements
     4.3.2 (AW) Required Inspection Items (RII)
     4.3.3 (AW) MEL/CDL/NEF and Other Deferred Maintenance
     4.3.4 (AW) Major Repairs & Alterations
     4.3.5 (AW) Extended Operations (ETOPS)


Questions Answers References
  4.3.3 (AW) MEL/CDL/NEF and Other Deferred Maintenance
15   
Did your observations of MEL / CDL / Deferred MX procedures indicate the certificate holder met regulatory and guidance requirements?




Safety Attribute: Procedures,  Question Type: Process Observation,  

Scoping Attribute:
  (FAR PART = "121" ) ,  Rev.  8  3/27/2018 4:34:53 PM, 

QID:
 00015844, Response Details: SP DCTs (Both OP and AW),  Status: Released

  Met regulatory and guidance requirements
  Isolated instance(s) when guidance requirements were not met
  Several instances when guidance requirements were not met
  Regulatory noncompliance
  Not Observable
8900.1 Vol 4 Ch 4 Sec 1, 8900.1 Vol 4 Ch 4 Sec 3, D095, 121.628(a), 121.701(a), 43.13(a), 43.13(c), 43.16, 8900.1 Vol 4 Ch 4 Sec 4
16   
Did the certificate holder effectively mitigate unacceptable levels of risk(s) for the MEL / CDL / Deferred MX process?




Safety Attribute: Controls,  Question Type: Process Observation,  

Scoping Attribute:
  (FAR PART = "121" ) ,  Rev.  3  3/27/2018 4:34:15 PM, 

QID:
 00015845, Response Details: SP DCTs (Both OP and AW),  Status: Released

  Controls were effective
  Isolated instance(s) when controls were not effective
  Several instances when controls were not effective
  Systemic, significant issues, or regulatory non-compliance
  Not Observable
5.51, 5.53, 5.55
17   
Did the certificate holder's MEL / CDL / Deferred MX process ensure consistency of related processes between departments and employees (interfaces)?




Safety Attribute: Interfaces,  Question Type: Process Observation,  

Scoping Attribute:
  (FAR PART = "121" ) ,  Rev.  3  3/27/2018 4:34:15 PM, 

QID:
 00015846, Response Details: SP DCTs (Both OP and AW),  Status: Released

  Interfaces were effective
  Isolated instance(s) when interfaces were ineffective
  Several instances when interfaces were ineffective
  Systemic or significant issues
  Not Observable
18   
Did the responsible person for MEL / CDL / Deferred MX process provide adequate resources (financial and human) to ensure the safety and performance in support of all process objectives?




Safety Attribute: Management Responsibility,  Question Type: Process Observation,  

Scoping Attribute:
  (FAR PART = "121" ) ,  Rev.  3  3/27/2018 4:34:15 PM, 

QID:
 00015847, Response Details: SP DCTs (Both OP and AW),  Status: Released

  Management of the process was effective
  Isolated instance(s) where management of the process was ineffective
  Several instances where management of the process was ineffective
  Systemic, significant issues, or regulatory non-compliance
  Not Observable
5.23(a), 5.25(a), 5.25(b), 5.25(c), 5.21
19   
Did the person with authority over the certificate holder's MEL / CDL / Deferred MX process effectively plan, direct, control, or change procedures, and make key determinations, including safety risk acceptance decisions?




Safety Attribute: Management Authority,  Question Type: Process Observation,  

Scoping Attribute:
  (FAR PART = "121" ) ,  Rev.  3  3/27/2018 4:34:16 PM, 

QID:
 00015848, Response Details: SP DCTs (Both OP and AW),  Status: Released

  Management of the process was effective
  Isolated instance(s) where management of the process was ineffective
  Several instances where management of the process was ineffective
  Systemic, significant issues, or regulatory non-compliance
  Not Observable
5.23(b)
20   
Did the certificate holder monitor and measure the safety performance of the MEL / CDL / Deferred MX process to identify process deficiencies and take action to correct identified deficiencies?




Safety Attribute: Process Measurement,  Question Type: Process Observation,  

Scoping Attribute:
  (FAR PART = "121" ) ,  Rev.  4  3/30/2018 9:47:09 AM, 

QID:
 00015849, Response Details: SP DCTs (Both OP and AW),  Status: Released

  Process measurements were effective
  Isolated instance(s) when process measurements were not used or ineffective
  Several instances when process measurements were not used or ineffective
  Systemic, significant issues, or regulatory non-compliance
  Not Observable
5.75, 5.71, 5.73
21   
Were individuals knowledgeable on how their safety-related duties contributed to the safety performance of the MEL / CDL / Deferred MX process?




Safety Attribute: Safety Ownership,  Question Type: Process Observation,  

Scoping Attribute:
  (FAR PART = "121" ) ,  Rev.  3  3/27/2018 4:34:16 PM, 

QID:
 00015850, Response Details: SP DCTs (Both OP and AW),  Status: Released

  Individuals were knowledgeable
  Isolated instances where knowledge was lacking
  Several instances where knowledge was lacking
  Systemic, significant issues, or regulatory non-compliance
  Not Observable
5.23(a), 5.91, 5.93
  4.3.4 (AW) Major Repairs & Alterations
22   
Did your observations of Major Repairs and Alterations procedures indicate the certificate holder met regulatory and guidance requirements?




Safety Attribute: Procedures,  Question Type: Process Observation,  

Scoping Attribute:
  (FAR PART = "121" ) ,  Rev.  5  3/27/2018 4:34:42 PM, 

QID:
 00015851, Response Details: SP DCTs (Both OP and AW),  Status: Released

  Met regulatory and guidance requirements
  Isolated instance(s) when guidance requirements were not met
  Several instances when guidance requirements were not met
  Regulatory noncompliance
  Not Observable
8900.1 Vol 3 Ch 31 Sec 5, 8900.1 Vol 3 Ch 43 Sec 1, 8900.1 Vol 6 Ch 11 Sec 19, AC-120-16, AC-120-77, AC-43-210, AC-43.13-2, AC-43.9-1, 1.1, 119.65(d), 121.135(b), 121.367(a), 121.369(b), 121.369(c), 121.375, 121.379(a), 121.379(b), 121.380(a), 121.380(c), 121.707(a), 121.707(b), 43 Appendix A, 43.17(e), 8300.16
23   
Did the certificate holder effectively mitigate unacceptable levels of risk(s) for the Major Repairs and Alterations procedures process?




Safety Attribute: Controls,  Question Type: Process Observation,  

Scoping Attribute:
  (FAR PART = "121" ) ,  Rev.  3  3/27/2018 4:34:17 PM, 

QID:
 00015852, Response Details: SP DCTs (Both OP and AW),  Status: Released

  Controls were effective
  Isolated instance(s) when controls were not effective
  Several instances when controls were not effective
  Systemic, significant issues, or regulatory non-compliance
  Not Observable
5.51, 5.53, 5.55
24   
Did the certificate holder's the Major Repairs and Alterations process ensure consistency of related processes between departments and employees (interfaces)?




Safety Attribute: Interfaces,  Question Type: Process Observation,  

Scoping Attribute:
  (FAR PART = "121" ) ,  Rev.  3  3/27/2018 4:34:24 PM, 

QID:
 00015853, Response Details: SP DCTs (Both OP and AW),  Status: Released

  Interfaces were effective
  Isolated instance(s) when interfaces were ineffective
  Several instances when interfaces were ineffective
  Systemic or significant issues
  Not Observable
25   
Did the responsible person for Major Repairs and Alterations procedures process provide adequate resources (financial and human) to ensure the safety and performance in support of all process objectives?




Safety Attribute: Management Responsibility,  Question Type: Process Observation,  

Scoping Attribute:
  (FAR PART = "121" ) ,  Rev.  3  3/27/2018 4:34:24 PM, 

QID:
 00015854, Response Details: SP DCTs (Both OP and AW),  Status: Released

  Management of the process was effective
  Isolated instance(s) where management of the process was ineffective
  Several instances where management of the process was ineffective
  Systemic, significant issues, or regulatory non-compliance
  Not Observable
5.23(a), 5.25(a), 5.25(b), 5.25(c), 5.21
26   
Did the person with authority over the certificate holder's Major Repairs and Alterations procedures effectively plan, direct, control, or change procedures, and make key determinations, including safety risk acceptance decisions?




Safety Attribute: Management Authority,  Question Type: Process Observation,  

Scoping Attribute:
  (FAR PART = "121" ) ,  Rev.  3  3/27/2018 4:34:18 PM, 

QID:
 00015855, Response Details: SP DCTs (Both OP and AW),  Status: Released

  Management of the process was effective
  Isolated instance(s) where management of the process was ineffective
  Several instances where management of the process was ineffective
  Systemic, significant issues, or regulatory non-compliance
  Not Observable
5.23(b)
27   
Did the certificate holder monitor and measure the safety performance of the Major Repairs and Alterations procedures process to identify process deficiencies and take action to correct identified deficiencies?




Safety Attribute: Process Measurement,  Question Type: Process Observation,  

Scoping Attribute:
  (FAR PART = "121" ) ,  Rev.  4  3/30/2018 9:47:09 AM, 

QID:
 00015856, Response Details: SP DCTs (Both OP and AW),  Status: Released

  Process measurements were effective
  Isolated instance(s) when process measurements were not used or ineffective
  Several instances when process measurements were not used or ineffective
  Systemic, significant issues, or regulatory non-compliance
  Not Observable
5.75, 5.71, 5.73
28   
Were individuals knowledgeable on how their safety-related duties contributed to the safety performance of the Major Repairs and Alterations procedures process?




Safety Attribute: Safety Ownership,  Question Type: Process Observation,  

Scoping Attribute:
  (FAR PART = "121" ) ,  Rev.  3  3/27/2018 4:34:18 PM, 

QID:
 00015857, Response Details: SP DCTs (Both OP and AW),  Status: Released

  Individuals were knowledgeable
  Isolated instances where knowledge was lacking
  Several instances where knowledge was lacking
  Systemic, significant issues, or regulatory non-compliance
  Not Observable
5.23(a), 5.91, 5.93
  4.3.5 (AW) Extended Operations (ETOPS)
29   
Did your observations of ETOPS procedures indicate the certificate holder met regulatory and guidance requirements?




Safety Attribute: Procedures,  Question Type: Process Observation,  

Scoping Attribute:
  (FAR PART = "121") AND ((OPSPEC = "B342") OR (OPSPEC = "B344") OR (OPSPEC = "D086")) ,  Rev.  8  6/28/2018 2:33:57 PM, 

QID:
 00015858, Response Details: SP DCTs (Both OP and AW),  Status: Released

  Met regulatory and guidance requirements
  Isolated instance(s) when guidance requirements were not met
  Several instances when guidance requirements were not met
  Regulatory noncompliance
  Not Observable
8900.1 Vol 4 Ch 6 Sec 3, AC-120-42, D086, 121.374, 121.374(a), 121.374(b), 121.374(c), 121.374(d), 121.374(e), 121.374(f), 121.374(g), 121.374(h), 121.374(i), 121.374(j), 121.374(k), 121.374(l), 121.374(m), 121.374(n), 121.374(o)
30   
Did the certificate holder effectively mitigate unacceptable levels of risk(s) for the ETOPS process?




Safety Attribute: Controls,  Question Type: Process Observation,  

Scoping Attribute:
  (FAR PART = "121") AND ((OPSPEC = "B342") OR (OPSPEC = "B344") OR (OPSPEC = "D086")) ,  Rev.  4  3/27/2018 4:34:37 PM, 

QID:
 00015859, Response Details: SP DCTs (Both OP and AW),  Status: Released

  Controls were effective
  Isolated instance(s) when controls were not effective
  Several instances when controls were not effective
  Systemic, significant issues, or regulatory non-compliance
  Not Observable
5.51, 5.53, 5.55
31   
Did the certificate holder's ETOPS process ensure consistency of related processes between departments and employees (interfaces)?




Safety Attribute: Interfaces,  Question Type: Process Observation,  

Scoping Attribute:
  (FAR PART = "121") AND ((OPSPEC = "B342") OR (OPSPEC = "B344") OR (OPSPEC = "D086")) ,  Rev.  4  3/27/2018 4:34:37 PM, 

QID:
 00015860, Response Details: SP DCTs (Both OP and AW),  Status: Released

  Interfaces were effective
  Isolated instance(s) when interfaces were ineffective
  Several instances when interfaces were
  Systemic or significant issues
  Not Observable
32   
Did the responsible person for ETOPS process provide adequate resources (financial and human) to ensure the safety and performance in support of all process objectives?




Safety Attribute: Management Responsibility,  Question Type: Process Observation,  

Scoping Attribute:
  (FAR PART = "121") AND ((OPSPEC = "B342") OR (OPSPEC = "B344") OR (OPSPEC = "D086")) ,  Rev.  4  3/27/2018 4:34:38 PM, 

QID:
 00015861, Response Details: SP DCTs (Both OP and AW),  Status: Released

  Management of the process was effective
  Isolated instance(s) where management of the process was ineffective
  Several instances where management of the process was ineffective
  Systemic, significant issues, or regulatory non-compliance
  Not Observable
5.23(a), 5.25(a), 5.25(b), 5.25(c), 5.21
33   
Did the person with authority over the certificate ETOPS process effectively plan, direct, control, or change procedures, and make key determinations, including safety risk acceptance decisions?




Safety Attribute: Management Authority,  Question Type: Process Observation,  

Scoping Attribute:
  (FAR PART = "121") AND ((OPSPEC = "B342") OR (OPSPEC = "B344") OR (OPSPEC = "D086")) ,  Rev.  4  3/27/2018 4:34:38 PM, 

QID:
 00015862, Response Details: SP DCTs (Both OP and AW),  Status: Released

  Management of the process was effective
  Isolated instance(s) where management of the process was ineffective
  Several instances where management of the process was ineffective
  Systemic, significant issues, or regulatory non-compliance
  Not Observable
5.23(b)
34   
Did the certificate holder monitor and measure the safety performance of the ETOPS process to identify process deficiencies and take action to correct identified deficiencies?




Safety Attribute: Process Measurement,  Question Type: Process Observation,  

Scoping Attribute:
  (FAR PART = "121") AND ((OPSPEC = "B342") OR (OPSPEC = "B344") OR (OPSPEC = "D086")) ,  Rev.  5  3/30/2018 9:47:10 AM, 

QID:
 00015863, Response Details: SP DCTs (Both OP and AW),  Status: Released

  Process measurements were effective
  Several instances when process measurements were not used or ineffective
  Isolated instance(s) when process measurements were not used or ineffective
  Systemic, significant issues, or regulatory non-compliance
  Not Observable
5.75, 5.71, 5.73
35   
Were individuals knowledgeable on how their safety-related duties contributed to the safety performance of the ETOPS process?




Safety Attribute: Safety Ownership,  Question Type: Process Observation,  

Scoping Attribute:
  (FAR PART = "121") AND ((OPSPEC = "B344") OR (OPSPEC = "B342") OR (OPSPEC = "D086")) ,  Rev.  3  3/27/2018 4:34:20 PM, 

QID:
 00015864, Response Details: SP DCTs (Both OP and AW),  Status: Released

  Individuals were knowledgeable
  Isolated instances where knowledge was lacking
  Several instances where knowledge was lacking
  Systemic, significant issues, or regulatory non-compliance
  Not Observable
5.23(a), 5.91, 5.93
  4.3.1 (AW) Airworthiness Release/Maintenance Log Requirements
1   
Did your observations of Airworthiness Release / Maintenance Log Requirements procedures indicate the certificate holder met regulatory and guidance requirements?




Safety Attribute: Procedures,  Question Type: Process Observation,  

Scoping Attribute:
  (FAR PART = "121" ) ,  Rev.  5  3/27/2018 4:34:49 PM, 

QID:
 00015830, Response Details: SP DCTs (Both OP and AW),  Status: Released

  Met regulatory and guidance requirements
  Isolated instance(s) when guidance requirements were not met
  Several instances when guidance requirements were not met
  Regulatory noncompliance
  Not Observable
8900.1 Vol 3 Ch 31 Sec 5, 8900.1 Vol 3 Ch 32 Sec 11, 8900.1 Vol 6 Ch 2 Sec 36, AC-120-16, 121.369(c), 121.701(a), 121.701(b), 121.709(a), 121.709(b), 121.709(c), 121.709(d), 121.709(e)
2   
Did the certificate holder effectively mitigate unacceptable levels of risk(s) for the Airworthiness Release / Maintenance Log Requirements process?




Safety Attribute: Controls,  Question Type: Process Observation,  

Scoping Attribute:
  (FAR PART = "121" ) ,  Rev.  3  3/27/2018 4:34:07 PM, 

QID:
 00015831, Response Details: SP DCTs (Both OP and AW),  Status: Released

  Controls were effective
  Isolated instance(s) when controls were not effective
  Several instances when controls were not effective
  Systemic, significant issues, or regulatory non-compliance
  Not Observable
5.51, 5.53, 5.55
3   
Did the certificate holder's Airworthiness Release / Maintenance Log process ensure consistency of related processes between departments and employees (interfaces)?




Safety Attribute: Interfaces,  Question Type: Process Observation,  

Scoping Attribute:
  (FAR PART = "121" ) ,  Rev.  3  3/27/2018 4:34:23 PM, 

QID:
 00015832, Response Details: SP DCTs (Both OP and AW),  Status: Released

  Interfaces were effective
  Isolated instance(s) when interfaces were ineffective
  Several instances when interfaces were ineffective
  Systemic or significant issues
  Not Observable
4   
Did the responsible person for Airworthiness Release / Maintenance Log Requirements process provide adequate resources (financial and human) to ensure the safety and performance in support of all process objectives?




Safety Attribute: Management Responsibility,  Question Type: Process Observation,  

Scoping Attribute:
  (FAR PART = "121" ) ,  Rev.  3  3/27/2018 4:34:23 PM, 

QID:
 00015833, Response Details: SP DCTs (Both OP and AW),  Status: Released

  Management of the process was effective
  Isolated instance(s) where management of the process was ineffective
  Several instances where management of the process was ineffective
  Systemic, significant issues, or regulatory non-compliance
  Not Observable
5.23(a), 5.25(a), 5.25(b), 5.25(c), 5.21
5   
Did the person with authority over the certificate holder's Airworthiness Release / Maintenance Log Requirements process effectively plan, direct, control, or change procedures, and make key determinations, including safety risk acceptance decisions?




Safety Attribute: Management Authority,  Question Type: Process Observation,  

Scoping Attribute:
  (FAR PART = "121" ) ,  Rev.  3  3/27/2018 4:34:23 PM, 

QID:
 00015834, Response Details: SP DCTs (Both OP and AW),  Status: Released

  Management of the process was effective
  Isolated instance(s) where management of the process was ineffective
  Several instances where management of the process was ineffective
  Systemic, significant issues, or regulatory non-compliance
  Not Observable
5.23(b)
6   
Did the certificate holder monitor and measure the safety performance of the Airworthiness Release / Maintenance Log Requirements process to identify process deficiencies and take action to correct identified deficiencies?




Safety Attribute: Process Measurement,  Question Type: Process Observation,  

Scoping Attribute:
  (FAR PART = "121" ) ,  Rev.  4  3/30/2018 9:47:06 AM, 

QID:
 00015835, Response Details: SP DCTs (Both OP and AW),  Status: Released

  Process measurements were effective
  Isolated instance(s) when process measurements were not used or ineffective
  Several instances when process measurements were not used or ineffective
  Systemic, significant issues, or regulatory non-compliance
  Not Observable
5.75, 5.71, 5.73
7   
Were individuals knowledgeable on how their safety-related duties contributed to the safety performance of the Airworthiness Release / Maintenance Log Requirements process?




Safety Attribute: Safety Ownership,  Question Type: Process Observation,  

Scoping Attribute:
  (FAR PART = "121" ) ,  Rev.  3  3/27/2018 4:34:08 PM, 

QID:
 00015836, Response Details: SP DCTs (Both OP and AW),  Status: Released

  Individuals were knowledgeable
  Isolated instances where knowledge was lacking
  Several instances where knowledge was lacking
  Systemic, significant issues, or regulatory non-compliance
  Not Observable
5.23(a), 5.91, 5.93
  4.3.2 (AW) Required Inspection Items (RII)
8   
Did your observations of RII procedures indicate the certificate holder met regulatory and guidance requirements?




Safety Attribute: Procedures,  Question Type: Process Observation,  

Scoping Attribute:
  (FAR PART = "121" ) ,  Rev.  6  12/19/2018 10:53:45 AM, 

QID:
 00015837, Response Details: SP DCTs (Both OP and AW),  Status: Released

  Met regulatory and guidance requirements
  Isolated instance(s) when guidance requirements were not met
  Several instances when guidance requirements were not met
  Regulatory noncompliance
  Not Observable
8900.1 Vol 3 Ch 43 Sec 1, 8900.1 Vol 3 Ch 43 Sec 2, AC-120-16, 121.365(b), 121.365(c), 121.369(a), 121.369(b), 121.371(a), 121.371(b), 121.371(c), 121.371(d)
9   
Did the certificate holder effectively mitigate unacceptable levels of risk(s) for the RII procedures process?




Safety Attribute: Controls,  Question Type: Process Observation,  

Scoping Attribute:
  (FAR PART = "121" ) ,  Rev.  3  3/27/2018 4:34:24 PM, 

QID:
 00015838, Response Details: SP DCTs (Both OP and AW),  Status: Released

  Controls were effective
  Isolated instance(s) when controls were not effective
  Several instances when controls were not effective
  Systemic, significant issues, or regulatory non-compliance
  Not Observable
5.51, 5.53, 5.55
10   
Did the certificate holder's RII process ensure consistency of related processes between departments and employees (interfaces)?




Safety Attribute: Interfaces,  Question Type: Process Observation,  

Scoping Attribute:
  (FAR PART = "121" ) ,  Rev.  3  3/27/2018 4:34:12 PM, 

QID:
 00015839, Response Details: SP DCTs (Both OP and AW),  Status: Released

  Interfaces were effective
  Isolated instance(s) when interfaces were ineffective
  Several instances when interfaces were ineffective
  Systemic or significant issues
  Not Observable
11   
Did the responsible person for RII procedures process provide adequate resources (financial and human) to ensure the safety and performance in support of all process objectives?




Safety Attribute: Management Responsibility,  Question Type: Process Observation,  

Scoping Attribute:
  (FAR PART = "121" ) ,  Rev.  3  3/27/2018 4:34:23 PM, 

QID:
 00015840, Response Details: SP DCTs (Both OP and AW),  Status: Released

  Management of the process was effective
  Isolated instance(s) where management of the process was ineffective
  Several instances where management of the process was ineffective
  Systemic, significant issues, or regulatory non-compliance
  Not Observable
5.23(a), 5.25(a), 5.25(b), 5.25(c), 5.21
12   
Did the person with authority over the certificate holder's RII procedures effectively plan, direct, control, or change procedures, and make key determinations, including safety risk acceptance decisions?




Safety Attribute: Management Authority,  Question Type: Process Observation,  

Scoping Attribute:
  (FAR PART = "121" ) ,  Rev.  3  3/27/2018 4:34:13 PM, 

QID:
 00015841, Response Details: SP DCTs (Both OP and AW),  Status: Released

  Management of the process was effective
  Isolated instance(s) where management of the process was ineffective
  Several instances where management of the process was ineffective
  Systemic, significant issues, or regulatory non-compliance
  Not Observable
5.23(b)
13   
Did the certificate holder monitor and measure the safety performance of the RII procedures process to identify process deficiencies and take action to correct identified deficiencies?




Safety Attribute: Process Measurement,  Question Type: Process Observation,  

Scoping Attribute:
  (FAR PART = "121" ) ,  Rev.  4  3/30/2018 9:47:08 AM, 

QID:
 00015842, Response Details: SP DCTs (Both OP and AW),  Status: Released

  Process measurements were effective
  Isolated instance(s) when process measurements were not used or ineffective
  Several instances when process measurements were not used or ineffective
  Systemic, significant issues, or regulatory non-compliance
  Not Observable
5.75, 5.71, 5.73
14   
Were individuals knowledgeable on how their safety-related duties contributed to the safety performance of the RII procedures process?




Safety Attribute: Safety Ownership,  Question Type: Process Observation,  

Scoping Attribute:
  (FAR PART = "121" ) ,  Rev.  3  3/27/2018 4:34:14 PM, 

QID:
 00015843, Response Details: SP DCTs (Both OP and AW),  Status: Released

  Individuals were knowledgeable
  Isolated instances where knowledge was lacking
  Several instances where knowledge was lacking
  Systemic, significant issues, or regulatory non-compliance
  Not Observable
5.23(a), 5.91, 5.93


Response Details List  SP DCTs (Both OP and AW) (Released, 1.0)
1 Unclear procedure(s)
2 Conflicting procedure(s)
3 Used workaround(s)
4 Skipped process step(s)
5 Personnel failed to follow process (procedures, guidance, etc)
6 Procedures/guidance not available
7 Procedures/guidance not current
8 Inconsistent procedure(s)
9 Undocumented procedure(s)
10 Minor typographical error(s) (i.e. record entries)
11 Information missing
12 Communication failure(s)
13 Personnel failed to perform task
14 Process failed to meet desired outcome
15 Process oversight failure
16 Equipment/tools not available
17 Equipment/tools not adequate
18 Equipment/tools not calibrated
19 Facilities not adequate
20 Other
Response Details List  N/O Response Detail (Released, 1.0)
1 Personnel (i.e. key certificate holder personnel not present/available)
2 Equipment (i.e. equipment not present/available/in serviceable condition)
3 Event did not occur (i.e. the drunk passenger did not show up for the flight...)
4 Time Constraints (i.e. resources/workload)
5 Weather (i.e. weather needed for observation not present or weather made observation impossible)
6 Other