Task:

O1.2.1 Conduct an Enforcement Investigation

8/13/21

Function:       1.0 Investigations

Duty:              1.2 Enforcement Investigation

Previous Task Analysis:

1995 Hughes and Allen Corporation

 

Difficulty:          5

Importance:      4

Frequency:        4

Criticality:    Y

Time:

Job Aid:        Y

SAS Activity Codes

Specialty

1731

1733

1735

1769

 

 

S

O

M

E

F

A

C

T

 

 

 

 

 

 

 

 

P

 

 

 

 

 

Legal References:

49 U.S.C. § 40104      Promotion of Civil Aeronautics and Safety of Air Commerce

49 U.S.C. § 40113      Administrative

49 U.S.C. § 44709      Amendments, Modifications, Suspensions, and Revocations of Certificates

49 U.S.C. § 46101      Complaints and Investigations

Purpose:

Furnish the inspector with the general guidelines for an investigation.

Significant Interfaces:

Responsible Flight Standards Investigating Office

Responsible Flight Standards Reviewing Office

FAA Enforcement Counsel

Certificate Holder or Perpetrator

Witness and/or Complainant

Responsible Safety Assurance and Safety Standards Offices

Procedural Guidance (current editions):

Pertinent 14 CFR Parts

14 CFR Part 13           Investigative and Enforcement Procedures

14 CFR Part 185         Testimony by Employees and Production of Records in Legal Proceedings, and Service of Legal Process and Pleadings

Order 2150.3               FAA Compliance and Enforcement Program

Order 8020.11             Aircraft Accident and Incident Notification, Investigation, and Reporting

Order 8900.1               Flight Standards Information Management System (FSIMS)

NOTE: Ensure you have the most current information. The Flight Standards Information Management System (FSIMS) may be used to obtain current guidance.

Forms:

FAA Form 2150-5      Enforcement Investigative Report

FAA Form 8030-3      FS Enforcement Log

Job Task Performance Steps and Knowledge:

1           Receive notification of a possible violation.

K:         14 CFR Part 13

             Order 2150.3, Chap. 4

             Order 8900.1, Vol. 7 and Vol. 14, Chap. 1, Sec. 2

1.1.       Open Safety Assurance System (SAS) Module 5 or Activity Recording (AR) record, as appropriate.
K:         Order 8900.1, Vol. 10, Appendix 10-1 or
Order 8900.1, Vol. 10, Chap. 6, Sec. 2
Order 8900.1, Vol. 14, Chap. 1, Sec. 2

2           Determine if there is a basis for a violation.

K:         Order 2150.3, Chap. 4

             Order 8900.1, Vol. 7 and Vol. 14, Chaps. 1 and 2

3           Initiate Enforcement Investigation Report (EIR).

K:         Order 2150.3, Chap. 4

             Order 8900.1, Vol. 7 and Vol. 14, Chaps. 1 and 2

4           Collect evidence.

K:         14 CFR Part 13

             Order 2150.3, Chap. 4

             Order 8900.1, Vol. 7 and Vol. 14, Chaps. 1 and 2

4.1.       If no violation has occurred, close SAS Module 5 or SAS AR record.
K:         Order 8900.1, Vol. 7 and Vol. 14, Chap. 1, Sec. 2
Order 8900.1, Vol. 10, Appendix 10-1 or
Order 8900.1, Vol. 10, Chap. 6, Sec. 2
Order 8900.1, Vol. 14, Chap. 2, Sec. 3

5           Violation determination.

K:         Order 2150.3, Chap. 4

             Order 8900.1, Vol. 14, Chap. 1, Sec. 2

5.1.       Violation unconfirmed.
K:         14 CFR Part 13
5.2.       Close SAS Module 5 or SAS AR record.
K:         Order 8900.1, Vol. 10, Appendix 10-1 or
Order 8900.1, Vol. 10, Chap. 6, Sec. 2
Order 8900.1, Vol. 14, Chap. 1, Sec. 2

6           If violation confirmed, complete EIR package.

K:         14 CFR Part 13

             Order 2150.3, Chaps. 4 and 6

             Order 8900.1, Vol. 7 and Vol. 14, Chap. 2

7           Close the Module 5 or SAS AR record.

K:         Order 8900.1, Vol. 10, Appendix 10-1 or

             Order 8900.1, Vol. 10, Chap. 6, Sec. 2

             Order 8900.1, Vol. 14, Chap. 1, Sec. 2