Unscoped DCT Report (Standard DCT)


MLF Label: 6.2.3 (AXH) A / R Small Packages DCT Type: EP DCT Specialty: Operations Peer Group: L - Part 129 Foreign Air Carriers DCT Revision: 6.0 on 06/30/21 (Released)
Summary Information

Purpose (Certificate Holder Responsibility): Determine if the OPERATOR has implemented procedures to identify, accept or reject HM small package shipments in accordance with regulatory requirements and internal policy.
Objective (FAA Responsibility): Determine if the OPERATOR; (1) follows approved/accepted safety performance objectives (2) identifies, accepts or rejects HM small package shipments in accordance regulatory requirements and internal policy

 (AXH) A / R Small Packages Element includes the following System(s) and Subsystem(s)

Questions Answers Comments
  6.2.3 (AXH) A / R Small Packages
1   
Were hazardous material incidents immediately reported as required?


REFERENCES: 49 CFR 171.15

NOTE: Reference SAFO 15010. Ensure that incidents involving fire, violent rupture, explosion, or overheating of batteries and/or battery powered devices are reported as required by 171.15.

Safety Attribute: Process Measurement,  Question Type: Output Validation,  

Scoping Attribute:
  FAR PART = "121" OR "135" OR "129" ,  Rev.  2  4/2/2020 3:17:21 PM, 

QID:
 00055463, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Observable
  Not Applicable
2   
Were hazardous material incidents immediately reported as required?


REFERENCES: 49 CFR 171.15

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "121" OR "135" OR "129") ,  Rev.  2  6/25/2017 12:03:23 AM, 

QID:
 00051466, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Observable
  Not Applicable
3   
Were detailed hazardous materials incident reports submitted as required?


REFERENCES: 49 CFR 171.16

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "121" OR "135" OR "129") ,  Rev.  2  6/25/2017 12:03:24 AM, 

QID:
 00051467, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Observable
  Not Applicable
4   
Did the certificate holder/operator follow policies, procedures, instructions, and information for this element?


NOTE: This question pertains to policies, procedures, instructions, and information, other than those already identified as inadequate in related questions.

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "121" OR "135" OR "129") ,  Rev.  3  6/24/2021 10:24:29 AM, 

QID:
 00051589, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Observable
5   
Were notices prominently displayed providing information about the transportation of dangerous goods that include visual examples at all cargo acceptance points?


REFERENCES: ICAO Part 7 Chapter 4

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "129") ,  Rev.  1  7/19/2018 9:04:57 AM, 

QID:
 00052256, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Observable
  Not Applicable
6   
Are certificate holder personnel knowledgeable of their procedures to identify and prohibit the carriage of recalled, damaged, or defective lithium batteries?


NOTE: Reference SAFO 16011.

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  FAR PART = "121" OR "135" OR "129" ,  Rev.  2  4/2/2020 3:17:21 PM, 

QID:
 00055502, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Observable
  Not Applicable
7   
Did certificate holder personnel follow their procedures to restrict the carriage of lithium batteries, otherwise permitted by regulation, as cargo?


NOTE: Reference SAFO 10017, 16001, & 16004.

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "121" OR "135" OR "129") AND NOT (HAZMAT = "WILL NOT CARRY HAZMAT") ,  Rev.  3  6/24/2021 10:26:36 AM, 

QID:
 00055516, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Observable
  Not Applicable
8   
Were the certificate holder's/operator's controls for this element effective in achieving the desired result?


NOTE: This question pertains to controls, other than those already identified as inadequate in related questions.

Safety Attribute: Controls,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "121" OR "135" OR "129") ,  Rev.  4  6/24/2021 10:24:30 AM, 

QID:
 00051233, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Observable
9   
Were the certificate holder's/operator's interfaces effective for this element?


NOTE: This question pertains to interfaces, other than those already identified as inadequate in related questions.

Safety Attribute: Interfaces,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "121" OR "135" OR "129") ,  Rev.  4  6/24/2021 10:24:30 AM, 

QID:
 00051234, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Observable


Response Details List  EP & ED DCTs (Both OP and AW) (Released, 1.0)
1 Unclear procedure(s)
2 Conflicting procedure(s)
3 Used workaround(s)
4 Skipped process step(s)
5 Personnel failed to follow process (procedures, guidance, etc)
6 Procedures/guidance not available
7 Procedures/guidance not current
8 Inconsistent procedure(s)
9 Undocumented procedure(s)
10 Minor typographical error(s) (i.e. record entries)
11 Information missing
12 Communication failure(s)
13 Personnel failed to perform task
14 Process failed to meet desired outcome
15 Process oversight failure
16 Equipment/tools not available
17 Equipment/tools not adequate
18 Equipment/tools not calibrated
19 Facilities not adequate
20 Other
Response Details List  N/A Response Detail (Released, 2.0)
1 Not applicable or authorized for the certificate holder or applicant
2 Other
Response Details List  N/O Response Detail (Released, 2.0)
1 Personnel (e.g., key certificate holder personnel not present/available)
2 Equipment (e.g., equipment not present/available/in serviceable condition)
3 Event did not occur (e.g., did not observe an intoxicated passenger on the flight)
4 Time Constraints (e.g., resources/workload)
5 Weather (e.g., weather needed for observation not present or weather made observation impossible)
6 Other