Unscoped DCT Report (Standard DCT)


MLF Label: 2.1.7 (OP) Flight Crewmember Flight / Duty / Rest Time DCT Type: ED DCT Specialty: Operations Peer Group: C - Part 135 (9 or Less Seats) DCT Revision: 12.0 on 06/24/19 (Released)
Summary Information

Purpose (Certificate Holder Responsibility): To schedule flight crewmembers using flight time limitations, rest and duty periods.
Objective (FAA Responsibility): Determine if the CH will be able to; (1) Comply with regulations; (2) Schedule crewmembers using flight limitations, rest and duty periods.

The (OP) Flight Crewmember Flight / Duty / Rest Time Element includes the following System(s) and Subsystem(s)

Questions Answers Comments
  2.1.7 (OP) Flight Crewmember Flight / Duty / Rest Time
1   
Does the process design ensure the individual with responsibility provides both financial and human resources for the safety and quality performance of this element?


REFERENCES: AC-120-92, 8900.1 Vol 17 Ch 3 Sec 3

Safety Attribute: Management Responsibility,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "135" OR "145" OR "141" OR "142" OR "147") AND (SAFETY PROGRAMS = "SMSVP") ,  Rev.  2  3/8/2019 12:47:46 PM, 

QID:
 00051929, Response Details: Responsibility ED/EP/SP DCTs (Both OP and AW),  Status: Released

  Yes
  No
2   
Does the process design ensure the individual with responsibility provides both financial and human resources for the safety and quality performance of this element?


Safety Attribute: Management Responsibility,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "135" OR "145" OR "141" OR "142" OR "147") AND NOT (SAFETY PROGRAMS = "SMSVP") ,  Rev.  2  3/8/2019 12:47:48 PM, 

QID:
 00051943, Response Details: Responsibility ED/EP/SP DCTs (Both OP and AW),  Status: Released

  Yes
  No
3   
Is the person with authority clearly identifiable, qualified and knowledgeable to effectively plan, direct and control resources, change procedures and make key determinations including safety risk acceptance decisions for this element?


REFERENCES: AC-120-92, 8900.1 Vol 17 Ch 3 Sec 3

Safety Attribute: Management Authority,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "135" OR "145" OR "141" OR "142" OR "147") AND (SAFETY PROGRAMS = "SMSVP") ,  Rev.  2  3/8/2019 12:47:48 PM, 

QID:
 00051930, Response Details: Authority ED/EP/SP DCTs (Both OP and AW),  Status: Released

  Yes
  No
4   
Is the person with authority clearly identifiable, qualified and knowledgeable to effectively plan, direct and control resources, change procedures and make key determinations including safety risk acceptance decisions for this element?


Safety Attribute: Management Authority,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "135" OR "145" OR "141" OR "142" OR "147") AND NOT (SAFETY PROGRAMS = "SMSVP") ,  Rev.  2  3/8/2019 12:47:48 PM, 

QID:
 00051944, Response Details: Authority ED/EP/SP DCTs (Both OP and AW),  Status: Released

  Yes
  No
5   
Do process measurement(s) exist to evaluate the performance of this element and implement corrective action if necessary?


REFERENCES: AC-120-92, 8900.1 Vol 17 Ch 3 Sec 3

Safety Attribute: Process Measurement,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "135" OR "145" OR "141" OR "142" OR "147") AND (SAFETY PROGRAMS = "SMSVP") ,  Rev.  2  3/8/2019 12:47:48 PM, 

QID:
 00051931, Response Details: Process Measurement ED/EP/SP DCTs (Both OP and AW),  Status: Released

  Yes
  No
6   
Do process measurement(s) exist to evaluate the performance of this element and implement corrective action if necessary?


Safety Attribute: Process Measurement,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "135" OR "145" OR "141" OR "142" OR "147") AND NOT (SAFETY PROGRAMS = "SMSVP") ,  Rev.  2  3/8/2019 12:47:48 PM, 

QID:
 00051945, Response Details: Process Measurement ED/EP/SP DCTs (Both OP and AW),  Status: Released

  Yes
  No
7   
Do the procedures specify that no Operator may assign any flight crewmember to any duty during any required rest period?


REFERENCES: 135.263(b), 135.263(c)

NOTE: The time a crewmember spends in transportation provided by the Operator to an airport where he or she will serve as a flight crewmember or from an airport where the crewmember was relieved from duty to return to his or her home station is not considered part of a rest period.

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "135" ) ,  Rev.  1  5/14/2014 10:51:14 AM, 

QID:
 00002258, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
8   
Do the procedures specify that the certificate holder may schedule a flight crewmember for less than the rest required in 135.265(b) or may reduce a scheduled rest only when in compliance with OpSpec A033 and under the following circumstances:

      #1 If the flight crewmember is given a rest period of at least 10 hours that begins no later than 24 hours after the commencement of the reduced rest period, rest may be scheduled for or reduced to a minimum of 8 hours;
      #2 If the flight crewmember is given a rest period of at least 11 hours that begins no later than 24 hours after the commencement of the reduced rest period, rest may be scheduled for or reduced to a minimum of 8 hours; and
      #3 If the flight crewmember is given a rest period of at least 12 hours that begins no later than 24 hours after the commencement of the reduced rest period, rest may be scheduled for or reduced to a minimum of 9 hours?

REFERENCES: A033, 135.265(b), 135.265(c)

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "135") AND ((OPSPEC = "A033") OR (TYPE/KIND OF OPERATION = "SCHEDULED PAX EXCEPT SOLELY ALASKA")) ,  Rev.  3  6/24/2019 11:32:06 AM, 

QID:
 00002259, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
9   
Do the procedures specify that each certificate holder relieve each flight crewmember engaged in scheduled air transportation from all duty for at least 24 consecutive hours during any 7 consecutive days?


REFERENCES: A033, 135.265(d)

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "135") AND ((OPSPEC = "A033") OR (TYPE/KIND OF OPERATION = "SCHEDULED PAX EXCEPT SOLELY ALASKA")) ,  Rev.  2  6/24/2019 11:32:06 AM, 

QID:
 00002263, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
10   
Do the procedures specify that no certificate holder may assign any flight crewmember, and no flight crewmember may accept an assignment, for flight time as a member of a one- or two-pilot crew if that crewmember's total flight time in all commercial flying will exceed:

      #1 500 hours in any calendar quarter;
      #2 800 hours in any two consecutive calendar quarters; and
      #3 1,400 hours in any calendar year?

REFERENCES: 135.267(a)

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "135") ,  Rev.  3  3/25/2016 8:17:13 AM, 

QID:
 00002264, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
11   
Do the procedures specify that, except as required in 135.267(c), during any 24 consecutive hours the total flight time of the assigned flight when added to any other commercial flying by that flight crewmember may not exceed:

      #1 8 hours for a flight crew consisting of one pilot; and
      #2 10 hours for a flight crew consisting of two pilots qualified under 14 CFR Part 135 for the operation being conducted?

REFERENCES: 135.267(b), 135.267(c)

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "135") ,  Rev.  3  3/25/2016 8:17:13 AM, 

QID:
 00002268, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
12   
Do the procedures specify that if the flight crewmember's flight time exceeds 135.267(b) flight times, the appropriate rest requirements are provided per 135.267(c)?


REFERENCES: 135.267(b), 135.267(c)

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "135") ,  Rev.  2  3/25/2016 8:17:13 AM, 

QID:
 00002271, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
13   
Do the procedures specify that each assignment under 135.267(b) must provide for at least 10 consecutive hours of rest during the 24-hour period that precedes the planned completion time of the assignment?


REFERENCES: 135.267(b), 135.267(d)

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "135") ,  Rev.  2  3/25/2016 8:17:13 AM, 

QID:
 00002272, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
14   
Do the procedures specify that when a flight crewmember has exceeded the daily flight time limitations in 135.267 because of circumstances beyond the certificate holder's or flight crewmember (such as adverse weather conditions), the rest period before being assigned or accepting an assignment must be at least:

      #1 11 consecutive hours of rest if the flight time limitation is exceeded by not more than 30 minutes;
      #2 12 consecutive hours of rest if the flight time limitation is exceeded by more than 30 minutes, but not more than 60 minutes; and
      #3 16 consecutive hours of rest if the flight time limitation is exceeded by more than 60 minutes?

REFERENCES: 135.267(e)

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "135") ,  Rev.  3  3/25/2016 8:17:14 AM, 

QID:
 00002273, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
15   
Do the procedures specify that the certificate holder must provide each flight crewmember at least 13 rest periods of at least 24 consecutive hours each in each calendar quarter?


REFERENCES: 135.267(f)

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "135") ,  Rev.  2  3/25/2016 8:17:14 AM, 

QID:
 00002277, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
16   
Do the procedures specify that no certificate holder may assign any flight crewmember, and no flight crewmember may accept an assignment in hospital emergency medical evacuation service operations, for flight time if that crewmember's total flight time in all commercial flying will exceed:

      #1 500 hours in any calendar quarter;
      #2 800 hours in any two consecutive calendar quarters; and
      #3 1,400 hours in any calendar year?

REFERENCES: 8900.1 Vol 4 Ch 5 Sec 3, AC-135-14, 135.271(a)

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "135") AND (OPSPEC = "A021") ,  Rev.  5  6/25/2018 8:51:36 AM, 

QID:
 00002293, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
17   
Do the procedures specify that no certificate holder may assign a helicopter flight crewmember and no flight crewmember may accept an assignment for hospital emergency medical evacuation service helicopter operations unless that assignment provides for at least 10 consecutive hours of rest immediately preceding reporting to the hospital for availability?


REFERENCES: 8900.1 Vol 4 Ch 5 Sec 3, 135.271(b)

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "135") AND (OPSPEC = "A021") ,  Rev.  4  6/25/2018 8:51:36 AM, 

QID:
 00002297, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
18   
Do the procedures specify that no flight crewmember may accrue more than 8 hours of flight time during any 24-consecutive hour period of a hospital emergency medical evacuation assignment?


REFERENCES: 8900.1 Vol 4 Ch 5 Sec 3, AC-135-14, 135.271(c)

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "135") AND (OPSPEC = "A021") ,  Rev.  4  6/25/2018 8:51:37 AM, 

QID:
 00002298, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
19   
Do the procedures specify that if an emergency medical evacuation is prolonged, and if a flight crewmember exceeds the daily 8 hour flight time limitation, they must be relieved of the hospital emergency medical evacuation assignment immediately upon the completion of that emergency medical evacuation operation and must be given a rest period in compliance with 135.271(h)?


REFERENCES: 8900.1 Vol 4 Ch 5 Sec 3, AC-135-14, 135.271(c), 135.271(h)

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "135") AND (OPSPEC = "A021") ,  Rev.  4  6/25/2018 8:51:37 AM, 

QID:
 00002299, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
20   
Do the procedures specify that a flight crewmember must be relieved of a hospital emergency medical evacuation assignment if he or she has not or cannot receive at least 8 consecutive hours of rest during any 24 hour period of that assignment?


REFERENCES: 8900.1 Vol 4 Ch 5 Sec 3, AC-135-14, 135.271(d)

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "135") AND (OPSPEC = "A021") ,  Rev.  4  6/25/2018 8:51:37 AM, 

QID:
 00002300, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
21   
Do the procedures specify that a hospital emergency medical evacuation assignment may not exceed 72 consecutive hours at the hospital?


REFERENCES: 8900.1 Vol 4 Ch 5 Sec 3, AC-135-14, 135.271(e)

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "135") AND (OPSPEC = "A021") ,  Rev.  4  6/25/2018 8:51:37 AM, 

QID:
 00002301, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
22   
Do the procedures specify that an adequate place of rest must be provided at, or in close proximity to, the hospital at which the hospital emergency medical evacuation assignment is being performed?


REFERENCES: 8900.1 Vol 4 Ch 5 Sec 3, AC-135-14, 135.271(f)

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "135") AND (OPSPEC = "A021") ,  Rev.  4  6/25/2018 8:51:37 AM, 

QID:
 00002302, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
23   
Do the procedures specify that the certificate holder may not assign other duties to a flight crewmember during a hospital emergency medical evacuation assignment?


REFERENCES: 135.271(g)

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "135") AND (OPSPEC = "A021") ,  Rev.  3  6/24/2019 11:32:05 AM, 

QID:
 00002303, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
24   
Do the procedures specify for hospital emergency medical evacuation service operations that the certificate holder must provide each flight crewmember at least 13 rest periods of at least 24 consecutive hours each in each calendar quarter?


REFERENCES: 135.271(i)

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "135") AND (OPSPEC = "A021") ,  Rev.  3  6/24/2019 11:32:05 AM, 

QID:
 00002304, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
25   
Do procedures specify that no flight crewmember may accept an assignment, for flight time in scheduled operations or in other commercial flying if that crewmember's total flight time in all commercial flying will exceed:

      #1 1,200 hours in any calendar year;
      #2 120 hours in any calendar month;
      #3 34 hours in any 7 consecutive days;
      #4 8 hours during any 24 consecutive hours for a flight crew consisting of one pilot; and
      #5 8 hours between required rest periods for a flight crew consisting of two pilots qualified under this part for the operation being conducted?

REFERENCES: 135.265(a)

NOTE: Except scheduled passenger-carrying operations conducted solely within the state of Alaska in accordance with 135.261(b)(1).

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "135") AND ((OPSPEC = "A033") OR (TYPE/KIND OF OPERATION = "SCHEDULED PAX EXCEPT SOLELY ALASKA")) ,  Rev.  4  6/24/2019 11:32:06 AM, 

QID:
 00002305, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
26   
Do procedures exist in enough detail to meet the regulatory and guidance requirements for this element to produce the intended results?


Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "135" OR "145" OR "141" OR "142" OR "147") AND (SAFETY PROGRAMS = "SMSVP") ,  Rev.  2  3/8/2019 12:47:46 PM, 

QID:
 00051926, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
27   
Do procedures exist in enough detail to meet the regulatory and guidance requirements for this element to produce the intended results?


Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "135" OR "145" OR "141" OR "142" OR "147") AND NOT (SAFETY PROGRAMS = "SMSVP") ,  Rev.  2  3/8/2019 12:47:47 PM, 

QID:
 00051940, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
28   
Does the SIC PDP require the pilot assigned to serve as second in command in a SIC PDP operation satisfy the flight time and duty period limitations and rest requirements in 135 subpart F?


REFERENCES: 8900.1 Vol 3 Ch 68 Sec 1, AC-135-43, 135.99(c)

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "135") AND (OPSPEC = "A062") ,  Rev.  1  2/27/2019 10:14:26 AM, 

QID:
 00054667, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
29   
Do controls exist within this element that ensure risks are reduced to an acceptable level?


REFERENCES: AC-120-92, 8900.1 Vol 17 Ch 3 Sec 3

Safety Attribute: Controls,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "135" OR "145" OR "141" OR "142" OR "147") AND (SAFETY PROGRAMS = "SMSVP") ,  Rev.  2  3/8/2019 12:47:46 PM, 

QID:
 00051927, Response Details: Controls ED/EP/SP DCTs (Both OP and AW),  Status: Released

  Yes
  No
30   
Do controls exist within this element that ensure risks are reduced to an acceptable level?


Safety Attribute: Controls,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "135" OR "145" OR "141" OR "142" OR "147") AND NOT (SAFETY PROGRAMS = "SMSVP") ,  Rev.  2  3/8/2019 12:47:47 PM, 

QID:
 00051941, Response Details: Controls ED/EP/SP DCTs (Both OP and AW),  Status: Released

  Yes
  No
31   
Does the certificate holder have a method to evaluate the impact of changes on related processes (interfaces) for this element?


Safety Attribute: Interfaces,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "135" OR "145" OR "141" OR "142" OR "147") AND (SAFETY PROGRAMS = "SMSVP") ,  Rev.  2  3/8/2019 12:47:46 PM, 

QID:
 00051928, Response Details: Interfaces ED/EP/SP DCTs (Both OP and AW),  Status: Released

  Yes
  No
32   
Does the certificate holder have a method to evaluate the impact of changes on related processes (interfaces) for this element?


Safety Attribute: Interfaces,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "135" OR "145" OR "141" OR "142" OR "147") AND NOT (SAFETY PROGRAMS = "SMSVP") ,  Rev.  2  3/8/2019 12:47:47 PM, 

QID:
 00051942, Response Details: Interfaces ED/EP/SP DCTs (Both OP and AW),  Status: Released

  Yes
  No
33   
Does the process design require that individuals understand their safety role and how it contributes to the safety performance of this element?


REFERENCES: AC-120-92, 8900.1 Vol 17 Ch 3 Sec 3

Safety Attribute: Safety Ownership,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "135" OR "145" OR "141" OR "142" OR "147") AND (SAFETY PROGRAMS = "SMSVP") ,  Rev.  2  3/8/2019 12:47:46 PM, 

QID:
 00051932, Response Details: Safety Ownership ED/EP/SP DCTs (Both OP and AW),  Status: Released

  Yes
  No
34   
Does the process design require that individuals understand their safety role and how it contributes to the safety performance of this element?


Safety Attribute: Safety Ownership,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "135" OR "145" OR "141" OR "142" OR "147") AND NOT (SAFETY PROGRAMS = "SMSVP") ,  Rev.  2  3/8/2019 12:47:48 PM, 

QID:
 00051946, Response Details: Safety Ownership ED/EP/SP DCTs (Both OP and AW),  Status: Released

  Yes
  No


Response Details List  EP & ED DCTs (Both OP and AW) (Released, 1.0)
1 Unclear procedure(s)
2 Conflicting procedure(s)
3 Used workaround(s)
4 Skipped process step(s)
5 Personnel failed to follow process (procedures, guidance, etc)
6 Procedures/guidance not available
7 Procedures/guidance not current
8 Inconsistent procedure(s)
9 Undocumented procedure(s)
10 Minor typographical error(s) (i.e. record entries)
11 Information missing
12 Communication failure(s)
13 Personnel failed to perform task
14 Process failed to meet desired outcome
15 Process oversight failure
16 Equipment/tools not available
17 Equipment/tools not adequate
18 Equipment/tools not calibrated
19 Facilities not adequate
20 Other
Response Details List  N/A Response Detail (Released, 2.0)
1 Not applicable or authorized for the certificate holder or applicant
2 Other
Response Details List  Controls ED/EP/SP DCTs (Both OP and AW) (Released, 1.0)
1 Failure to identify hazards or ineffective risk controls
2 Failure to develop and maintain risk controls
3 Failure to effectively mitigate risk before applying risk controls
4 Risk controls ineffective
5 Unclear risk controls
6 Failure to assess risk for a new system
7 Failure to assess risk when revising an existing system
8 Failure to assess risk when developing operational procedures
9 Failure to maintain records of outputs of risk control assessments
10 Other
Response Details List  Interfaces ED/EP/SP DCTs (Both OP and AW) (Released, 1.0)
1 Internal communication failure(s)
2 External communication failure(s)
3 Lack of interfaces
4 Inconsistent interfaces
5 Poor coordination between departments and employees
6 Failure of interfaces between processes or procedures
7 Other
Response Details List  Responsibility ED/EP/SP DCTs (Both OP and AW) (Released, 1.0)
1 Failed to provide financial resources
2 Failed to provide sufficient human resources
3 Individual not clearly identified
4 Failure to ensure safety of process
5 Failure to oversee operations conducted under the certificate
6 Failed to ensure quality performance of process
7 Process oversight failure
8 Communication failure(s)
9 Other
Response Details List  Authority ED/EP/SP DCTs (Both OP and AW) (Released, 1.0)
1 Process oversight failure
2 Unacceptable safety risk acceptance
3 Ineffective planning of resources
4 Ineffective use of resources
5 Ineffective control of resources
6 Failure to implement safety risk processes
7 Process owner not clearly identified
8 Unqualified
9 Other
Response Details List  Process Measurement ED/EP/SP DCTs (Both OP and AW) (Released, 1.0)
1 Inadequate monitoring of operations processes
2 Ineffective evaluations of processes or systems
3 Undocumented or insufficient investigations
4 Failure to conduct audits
5 Ineffective audits
6 Failure to detect changes in the operational environment
7 Personnel failed to perform/follow process (procedures, guidance, etc.)
8 Process failed to meet desired outcome
9 Process oversight failure
10 Other
Response Details List  Safety Ownership ED/EP/SP DCTs (Both OP and AW) (Released, 3.0)
1 Unaware of or ineffective safety policies or processes
2 Unaware of or ineffective safety related reporting tools
3 Unclear safety policy
4 Ineffective safety related training
5 Lack of safety culture
6 Unclear safety objectives
7 Other