Unscoped DCT Report (Standard DCT)


MLF Label: 2.1.2 (OP) Training of Check Pilots/Instructors DCT Type: ED DCT Specialty: Operations Peer Group: A - Part 121 Air Operators DCT Revision: 22.0 on 06/25/20 (Released)
Summary Information

Purpose (Certificate Holder Responsibility): To train check pilots and instructors.
Objective (FAA Responsibility): Determine if the CH will be able to; (1) Comply with regulations; and (2) Train check pilots and instructors.

The (OP) Training of Check Pilots/Instructors Element includes the following System(s) and Subsystem(s)

Questions Answers Comments
  2.1.2 (OP) Training of Check Pilots/Instructors
1   
Does the process design ensure the individual with responsibility provides both financial and human resources for the safety and quality performance of this element?


REFERENCES: 5.23(a), 5.25(a), 5.25(b), 5.25(c), 5.21

Safety Attribute: Management Responsibility,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "121") ,  Rev.  2  3/8/2019 12:47:45 PM, 

QID:
 00051915, Response Details: Responsibility ED/EP/SP DCTs (Both OP and AW),  Status: Released

  Yes
  No
2   
Is the person with authority clearly identifiable, qualified and knowledgeable to effectively plan, direct and control resources, change procedures and make key determinations including safety risk acceptance decisions for this element?


REFERENCES: 5.23(a), 5.23(b), 5.25(c)

Safety Attribute: Management Authority,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "121") ,  Rev.  2  3/8/2019 12:47:48 PM, 

QID:
 00051916, Response Details: Authority ED/EP/SP DCTs (Both OP and AW),  Status: Released

  Yes
  No
3   
Do process measurement(s) exist to evaluate the performance of this element and implement corrective action if necessary?


REFERENCES: 5.75, 5.71, 5.73

Safety Attribute: Process Measurement,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "121") ,  Rev.  2  3/8/2019 12:47:48 PM, 

QID:
 00051917, Response Details: Process Measurement ED/EP/SP DCTs (Both OP and AW),  Status: Released

  Yes
  No
4   
Do the procedures specify adequate ground and flight training facilities and properly qualified ground instructors for training as required by 14 CFR Part 121 Subpart N?


REFERENCES: 121.401(a)

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  ((FAR PART = "121")) OR ((FAR PART = "135") AND ((TRAINING PROGRAMS = "PILOT TRAINING UNDER BOTH 135 AND 121 N&O") OR (TRAINING PROGRAMS = "PILOT TRAINING UNDER 121 N&O ONLY"))) ,  Rev.  2  2/27/2018 1:10:07 PM, 

QID:
 00001684, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
5   
Do the procedures specify that the certificate holder provide and keep current the appropriate:

      #1 Training material;
      #2 Examinations;
      #3 Forms;
      #4 Instructions; and
      #5 Procedures for conducting training and checks required by 14 CFR Part 121 Subpart N?

REFERENCES: 121.401(a)

NOTE: This information must be provided for each airplane type and, if applicable, each variation within that airplane type.

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  ((FAR PART = "121")) OR ((FAR PART = "135") AND ((TRAINING PROGRAMS = "PILOT TRAINING UNDER BOTH 135 AND 121 N&O") OR (TRAINING PROGRAMS = "PILOT TRAINING UNDER 121 N&O ONLY"))) ,  Rev.  3  2/27/2018 1:10:07 PM, 

QID:
 00001685, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
6   
Do the procedures specify the certificate holder must provide enough flight instructors and approved check airmen to conduct the flight training and checks required by 14 CFR part 121?


REFERENCES: 121.401(a)

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  ((FAR PART = "121")) OR ((FAR PART = "135") AND ((TRAINING PROGRAMS = "PILOT TRAINING UNDER BOTH 135 AND 121 N&O") OR (TRAINING PROGRAMS = "PILOT TRAINING UNDER 121 N&O ONLY"))) ,  Rev.  3  6/25/2020 9:59:44 AM, 

QID:
 00001691, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
7   
Do the procedures specify a check pilot or check flight engineer must satisfactorily complete the training requirements of 121.413 for the relevant airplane type?


REFERENCES: 8900.1 Vol 3 Ch 20 Sec 4, 121.411(b), 121.413

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  ((FAR PART = "121")) OR ((FAR PART = "135") AND ((TRAINING PROGRAMS = "PILOT TRAINING UNDER BOTH 135 AND 121 N&O") OR (TRAINING PROGRAMS = "PILOT TRAINING UNDER 121 N&O ONLY"))) ,  Rev.  3  6/25/2020 9:59:44 AM, 

QID:
 00001704, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
8   
Do the procedures specify that a check pilot (airplane) or check flight engineer (airplane) serving as a required crewmember must hold a Class I or Class II medical certificate, as appropriate?


REFERENCES: 121.411(b), 121.411(e)

NOTE: Check pilots who have reached their 65th birthday or who do not hold an appropriate medical certificate may function as check pilots, but may not serve as pilot flightcrew members in part 121 operations.

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  ((FAR PART = "121")) OR ((FAR PART = "135") AND ((TRAINING PROGRAMS = "PILOT TRAINING UNDER BOTH 135 AND 121 N&O") OR (TRAINING PROGRAMS = "PILOT TRAINING UNDER 121 N&O ONLY"))) ,  Rev.  7  6/25/2020 10:03:09 AM, 

QID:
 00001705, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
9   
Do the procedures specify a check pilot (airplane) must meet the requirements for recency of experience in 121.439 for the airplane type involved?


REFERENCES: 121.411(b), 121.439

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  ((FAR PART = "121") AND (TRAINING PERSONNEL = "CHECK AIRMEN AIRCRAFT")) OR ((FAR PART = "135") AND (TRAINING PERSONNEL = "CHECK AIRMEN AIRCRAFT") AND ((TRAINING PROGRAMS = "PILOT TRAINING UNDER BOTH 135 AND 121 N&O") OR (TRAINING PROGRAMS = "PILOT TRAINING UNDER 121 N&O ONLY"))) ,  Rev.  3  6/25/2020 9:59:41 AM, 

QID:
 00001706, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
10   
Do the procedures specify a check pilot or check flight engineer must be approved by the Administrator for his or her check pilot or check flight engineer duties in an airplane and/or simulator for the airplane type involved?


REFERENCES: 8900.1 Vol 3 Ch 20 Sec 4, 121.411(b), 121.411(c)

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  ((FAR PART = "121")) OR ((FAR PART = "135") AND ((TRAINING PROGRAMS = "PILOT TRAINING UNDER BOTH 135 AND 121 N&O") OR (TRAINING PROGRAMS = "PILOT TRAINING UNDER 121 N&O ONLY"))) ,  Rev.  3  6/25/2020 9:59:44 AM, 

QID:
 00001707, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
11   
Do the procedures specify that completion of the required check airman training will be entered into the individual's training record maintained by the certificate holder?


REFERENCES: 121.411(d)

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  ((FAR PART = "121")) OR ((FAR PART = "135") AND ((TRAINING PROGRAMS = "PILOT TRAINING UNDER BOTH 135 AND 121 N&O") OR (TRAINING PROGRAMS = "PILOT TRAINING UNDER 121 N&O ONLY"))) ,  Rev.  2  2/27/2018 1:10:07 PM, 

QID:
 00001708, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
12   
Do the procedures specify that a check airman (simulator) must either:

      #1 Fly at least two flight segments as a required crewmember for the type of airplane involved within the 12-month period preceding the performance of any check airman duty in a FFS; or
      #2 Satisfactorily complete an approved line-observation program within the period prescribed by that program preceding the performance of any check airman duty in a FFS?

REFERENCES: 121.411(f)

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  ((FAR PART = "121") AND (TRAINING PERSONNEL = "CHECK AIRMEN SIMULATOR")) OR ((FAR PART = "135") AND (TRAINING PERSONNEL = "CHECK AIRMEN SIMULATOR") AND ((TRAINING PROGRAMS = "PILOT TRAINING UNDER BOTH 135 AND 121 N&O") OR (TRAINING PROGRAMS = "PILOT TRAINING UNDER 121 N&O ONLY"))) ,  Rev.  4  6/25/2020 9:59:45 AM, 

QID:
 00001709, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
13   
Do the procedures specify the requirements for initial ground training for flight instructors and that the training must include flight instructor responsibilities?


REFERENCES: 121.414(c)

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  ((FAR PART = "121") AND ((TRAINING PERSONNEL = "FLIGHT INSTRUCTOR AIRCRAFT") OR (TRAINING PERSONNEL = "FLIGHT INSTRUCTOR SIMULATOR"))) OR ((FAR PART = "135") AND ((TRAINING PERSONNEL = "FLIGHT INSTRUCTOR AIRCRAFT") OR (TRAINING PERSONNEL = "FLIGHT INSTRUCTOR SIMULATOR")) AND ((TRAINING PROGRAMS = "PILOT TRAINING UNDER BOTH 135 AND 121 N&O") OR (TRAINING PROGRAMS = "PILOT TRAINING UNDER 121 N&O ONLY"))) ,  Rev.  2  2/27/2018 1:10:08 PM, 

QID:
 00001720, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
14   
Do the procedures specify that, for the airplane type, an certificate holder may not use nor may any person serve as a flight instructor in a training program established under 14 CFR Part 121 Subpart N unless that person has satisfactorily completed the applicable training requirements of 121.414, including inflight training and practice for:

      #1 Initial training; and
      #2 Transition training?

REFERENCES: 121.412(b), 121.412(c), 121.414(a)

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  ((FAR PART = "121")) OR ((FAR PART = "135") AND ((TRAINING PROGRAMS = "PILOT TRAINING UNDER BOTH 135 AND 121 N&O") OR (TRAINING PROGRAMS = "PILOT TRAINING UNDER 121 N&O ONLY"))) ,  Rev.  3  2/27/2018 1:10:08 PM, 

QID:
 00001725, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
15   
Do the procedures specify that a certificate holder may not use a person, nor may any person serve as a flight instructor (airplane), in a training program unless, with respect to the airplane type involved, that person:

      #1 Holds the airman certificates and rating required to serve as a PIC or flight engineer, as applicable, in operations under 14 CFR part 121;
      #2 Has satisfactorily completed the appropriate training phases for the airplane, including recurrent training, that are required to serve as a PIC or flight engineer, as applicable, in operations under 14 CFR part 121;
      #3 Has satisfactorily completed the appropriate proficiency or flight checks that are required to serve as a PIC or flight engineer, as applicable, in operations under 14 CFR part 121;
      #4 Has satisfactorily completed the applicable training requirements of 121.414, including inflight training and practice for initial and transition training;
      #5 Holds at least a Class III medical certificate unless serving as a required crewmember, in which case holds a Class I or a Class II medical certificate as appropriate; and
      #6 Has satisfied the recency of experience requirements in 121.439?

REFERENCES: 8900.1 Vol 3 Ch 20 Sec 1, 121.412(b), 121.414(a), 121.439

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  ((FAR PART = "121") AND (TRAINING PERSONNEL = "FLIGHT INSTRUCTOR AIRCRAFT")) OR ((FAR PART = "135") AND (TRAINING PERSONNEL = "FLIGHT INSTRUCTOR AIRCRAFT") AND ((TRAINING PROGRAMS = "PILOT TRAINING UNDER BOTH 135 AND 121 N&O") OR (TRAINING PROGRAMS = "PILOT TRAINING UNDER 121 N&O ONLY"))) ,  Rev.  5  6/25/2020 9:59:43 AM, 

QID:
 00001728, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
16   
Do the procedures specify check airmen and flight instructors who have reached their 65th birthday or who do not hold appropriate medical certificates may perform those respective functions, but may not serve as pilot flight crewmembers for operations under 14 CFR Part 121?


REFERENCES: 121.411(e), 121.412(e)

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  ((FAR PART = "121")) OR ((FAR PART = "135") AND ((TRAINING PROGRAMS = "PILOT TRAINING UNDER BOTH 135 AND 121 N&O") OR (TRAINING PROGRAMS = "PILOT TRAINING UNDER 121 N&O ONLY"))) ,  Rev.  2  2/27/2018 1:10:08 PM, 

QID:
 00001735, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
17   
Do the procedures require that a flight instructor (simulator) either:

      #1 Fly at least two flight segments as a required crewmember for the type airplane involved within the 12-month period preceding the performance of any flight instructor duty in an FFS (and hold a Class I or Class II medical certificate, as appropriate); or
      #2 Satisfactorily complete an approved line-observation program within the period prescribed by that program that must precede the performance of any flight instructor duty in an FFS?

REFERENCES: 121.412(f)

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  ((FAR PART = "121") AND (TRAINING PERSONNEL = "FLIGHT INSTRUCTOR SIMULATOR")) OR ((FAR PART = "135") AND (TRAINING PERSONNEL = "FLIGHT INSTRUCTOR SIMULATOR") AND ((TRAINING PROGRAMS = "PILOT TRAINING UNDER BOTH 135 AND 121 N&O") OR (TRAINING PROGRAMS = "PILOT TRAINING UNDER 121 N&O ONLY"))) ,  Rev.  5  6/25/2020 9:59:46 AM, 

QID:
 00001736, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
18   
Do the procedures specify flight segments and line-observation programs and checks required by the 14 CFR Part 121 are considered complete in the month required if they are completed in the calendar month before or in the calendar month after the month in which they are due for the following:

      #1 Flight segments and line-observation programs required by 121.411(f) and 121.412(f); or
      #2 Observation checks required by 121.413(a)(2) and 121.414(a)(2)?

REFERENCES: 121.411(f), 121.411(g), 121.412(f), 121.412(g), 121.413(a), 121.413(b), 121.414(a), 121.414(b)

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  ((FAR PART = "121")) OR ((FAR PART = "135") AND ((TRAINING PROGRAMS = "PILOT TRAINING UNDER BOTH 135 AND 121 N&O") OR (TRAINING PROGRAMS = "PILOT TRAINING UNDER 121 N&O ONLY"))) ,  Rev.  3  2/27/2018 1:10:07 PM, 

QID:
 00001739, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
19   
Do the procedures specify that to perform as a check airmen a person must:

      #1 Satisfactorily complete initial or transition check airman training; and
      #2 Within the preceding 24 calendar months, satisfactorily conduct a check or supervise operating experience under the observation of an FAA inspector or an aircrew-designated examiner employed by the certificate holder?

REFERENCES: 8900.1 Vol 3 Ch 20 Sec 1, 8900.1 Vol 3 Ch 20 Sec 2, 121.413(a)

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  ((FAR PART = "121")) OR ((FAR PART = "135") AND ((TRAINING PROGRAMS = "PILOT TRAINING UNDER BOTH 135 AND 121 N&O") OR (TRAINING PROGRAMS = "PILOT TRAINING UNDER 121 N&O ONLY"))) ,  Rev.  4  3/19/2020 11:12:07 AM, 

QID:
 00001742, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
20   
Do the procedures specify that initial ground training for airplane and simulator check airmen include the following:

      #1 Check airman duties, functions, and responsibilities;
      #2 Applicable FAR and the certificate holder's policies and procedures;
      #3 The appropriate methods, procedures, and techniques for conducting the required checks;
      #4 Proper evaluation of student performance, including the detection of improper training, insufficient training, and personal characteristics of an applicant that could adversely affect safety;
      #5 The appropriate corrective action if checks are unsatisfactory; and
      #6 The approved methods, procedures, and limitations for performing the required normal, abnormal, and emergency procedures in the airplane?

REFERENCES: 121.413(c)

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  ((FAR PART = "121")) OR ((FAR PART = "135") AND ((TRAINING PROGRAMS = "PILOT TRAINING UNDER BOTH 135 AND 121 N&O") OR (TRAINING PROGRAMS = "PILOT TRAINING UNDER 121 N&O ONLY"))) ,  Rev.  3  2/27/2018 1:10:06 PM, 

QID:
 00001745, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
21   
Do the procedures specify that check airman transition ground training includes the approved methods, procedures, and limitations for performing the required normal, abnormal, and emergency procedures applicable to the airplane to which the check airman is transitioning?


REFERENCES: 8900.1 Vol 3 Ch 20 Sec 4, 121.413(d)

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  ((FAR PART = "121") AND (TRAINING PROGRAMS = "TRANSITION TRAINING")) OR ((FAR PART = "135") AND (TRAINING PROGRAMS = "TRANSITION TRAINING") AND ((TRAINING PROGRAMS = "PILOT TRAINING UNDER BOTH 135 AND 121 N&O") OR (TRAINING PROGRAMS = "PILOT TRAINING UNDER 121 N&O ONLY"))) ,  Rev.  2  2/27/2018 1:10:06 PM, 

QID:
 00001752, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
22   
Do the procedures specify that initial and transition flight training for pilot check airmen (airplane) and flight engineer check airmen (airplane) include the following:

      #1 The safety measures for emergency situations that are likely to develop during a check;
      #2 The potential results of improper, untimely, or non-execution of safety measures during a check;
      #3 Training and practice in conducting flight checks from the left and right pilot seats in the required normal, abnormal, and emergency procedures to ensure competence to conduct the pilot flight checks and the safety measures to be taken from either pilot seat for emergency situations that are likely to develop during a check; and
      #4 For flight engineer check airmen (airplane), training to ensure competence to perform assigned duties?

REFERENCES: 8900.1 Vol 3 Ch 20 Sec 1, 121.413(e), 121.413(f)

NOTE: The requirements of 121.413(e) may be accomplished in full or in part in-flight, in an FFS, in a flight simulator, or in a flight training device, as appropriate.

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  ((FAR PART = "121") AND (TRAINING PERSONNEL = "CHECK AIRMEN AIRCRAFT")) OR ((FAR PART = "135") AND (TRAINING PERSONNEL = "CHECK AIRMEN AIRCRAFT") AND ((TRAINING PROGRAMS = "PILOT TRAINING UNDER BOTH 135 AND 121 N&O") OR (TRAINING PROGRAMS = "PILOT TRAINING UNDER 121 N&O ONLY"))) ,  Rev.  5  6/25/2020 9:59:51 AM, 

QID:
 00001753, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
23   
Do the procedures specify that initial and transition flight training for check pilots who conduct training or checking in an FFS or in an FTD includes the following:

      #1 Training and practice, in conducting flight checks in the required normal, abnormal, and emergency procedures to competently conduct the flight checks required by 14 CFR part 121; and
      #2 Training in the operation of FFSs or FTDs, or both, if used by the certificate holder, to competently conduct flight checks?

REFERENCES: 8900.1 Vol 3 Ch 20 Sec 1, 121.413(g)

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  ((FAR PART = "121") AND (TRAINING PERSONNEL = "CHECK AIRMEN SIMULATOR")) OR ((FAR PART = "135") AND (TRAINING PERSONNEL = "CHECK AIRMEN SIMULATOR") AND ((TRAINING PROGRAMS = "PILOT TRAINING UNDER BOTH 135 AND 121 N&O") OR (TRAINING PROGRAMS = "PILOT TRAINING UNDER 121 N&O ONLY"))) ,  Rev.  4  6/25/2020 9:59:49 AM, 

QID:
 00001758, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
24   
Do the procedures specify that a flight instructor must:

      #1 Satisfactorily complete initial or transition flight instructor training; and
      #2 Satisfactorily conduct instruction within the preceding 24 calendar months while under the observation of an FAA inspector, a certificate holder check airman, or an aircrew designated examiner employed by the Operator?

REFERENCES: 8900.1 Vol 3 Ch 20 Sec 1, 8900.1 Vol 3 Ch 20 Sec 2, 121.414(a)

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  ((FAR PART = "121")) OR ((FAR PART = "135") AND ((TRAINING PROGRAMS = "PILOT TRAINING UNDER BOTH 135 AND 121 N&O") OR (TRAINING PROGRAMS = "PILOT TRAINING UNDER 121 N&O ONLY"))) ,  Rev.  3  2/27/2018 1:10:10 PM, 

QID:
 00001761, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
25   
Do the procedures specify that initial ground training for flight instructors includes the following:

      #1 Flight instructor duties, functions, and responsibilities;
      #2 Applicable FARs and the certificate holder's policies and procedures;
      #3 Appropriate methods, procedures, and techniques for conducting flight instruction;
      #4 Proper evaluation of student performance, including the detection of improper training, insufficient training, and personal characteristics of an applicant that could adversely affect safety;
      #5 Corrective action for unsatisfactory training progress;
      #6 Approved methods, procedures, and limitations for performing the required normal, abnormal, and emergency procedures in the airplane; and
      #7 Fundamental principles of the teaching-learning process, teaching methods and procedures, and the instructor-student relationship?

REFERENCES: 8900.1 Vol 3 Ch 20 Sec 4, 121.414(c)

NOTE: The last item (fundamental principles, etc.) is not required for persons that hold a flight instructor certificate.

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  ((FAR PART = "121")) OR ((FAR PART = "135") AND ((TRAINING PROGRAMS = "PILOT TRAINING UNDER BOTH 135 AND 121 N&O") OR (TRAINING PROGRAMS = "PILOT TRAINING UNDER 121 N&O ONLY"))) ,  Rev.  3  2/27/2018 1:10:10 PM, 

QID:
 00001764, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
26   
Do the procedures specify that flight instructor transition ground training includes the approved methods, procedures, and limitations for performing the required normal, abnormal, and emergency procedures applicable to the airplane to which the flight instructor is transitioning?


REFERENCES: 8900.1 Vol 3 Ch 20 Sec 4, 121.414(d)

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  ((FAR PART = "121")) OR ((FAR PART = "135") AND ((TRAINING PROGRAMS = "PILOT TRAINING UNDER BOTH 135 AND 121 N&O") OR (TRAINING PROGRAMS = "PILOT TRAINING UNDER 121 N&O ONLY"))) ,  Rev.  3  6/25/2020 9:59:48 AM, 

QID:
 00001772, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
27   
Do the procedures specify that initial and transition flight training for pilot flight instructors (airplane) includes the following:

      #1 The safety measures for emergency situations that are likely to develop during instruction;
      #2 The potential consequences of not following safety measures or doing them incorrectly or at the wrong time;
      #3 Inflight training in conducting flight instruction from the left and right pilot seats in the required normal, abnormal, and emergency procedures to ensure instructor competence; and
      #4 The safety measures to be taken from either pilot seat for emergency situations that are likely to develop during instruction?

REFERENCES: 8900.1 Vol 3 Ch 20 Sec 4, 121.414(e)

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  ((FAR PART = "121") AND (TRAINING PERSONNEL = "FLIGHT INSTRUCTOR AIRCRAFT")) OR ((FAR PART = "135") AND (TRAINING PERSONNEL = "FLIGHT INSTRUCTOR AIRCRAFT") AND ((TRAINING PROGRAMS = "PILOT TRAINING UNDER BOTH 135 AND 121 N&O") OR (TRAINING PROGRAMS = "PILOT TRAINING UNDER 121 N&O ONLY"))) ,  Rev.  3  2/27/2018 1:10:10 PM, 

QID:
 00001773, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
28   
Do the procedures specify that initial and transition flight training for flight engineer instructors (airplane) includes the following:

      #1 The safety measures for emergency situations likely to develop during instruction;
      #2 The potential consequences of not following safety measures or doing them incorrectly or at the wrong time; and
      #3 Inflight training to ensure competence to perform assigned duties?

REFERENCES: 8900.1 Vol 3 Ch 20 Sec 4, 121.414(e), 121.414(f)

NOTE: The requirements of paragraph 14 CFR part 121.414(e) may be accomplished in full or in part in flight, in an FFS, or in a flight training device, as appropriate.

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "121") AND (TRAINING PERSONNEL = "FLIGHT ENGINEER INSTRUCTORS (AIRPLANE)") ,  Rev.  5  6/25/2020 9:59:21 AM, 

QID:
 00001778, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
29   
Do the procedures specify that initial and transition flight training for flight instructors who conduct training in an FFS or in an FTD that ensures competence to conduct the flight instruction required by 14 CFR part 121 includes the following:

      #1 Training and practice in the required normal, abnormal, and emergency procedures; and
      #2 Training in the operation of FFS or flight training devices, or both?

REFERENCES: 8900.1 Vol 3 Ch 20 Sec 4, 121.414(g)

NOTE: Training and practice in the required normal, abnormal, and emergency procedures must be accomplished in full or in part in an FFS or in a flight training device.

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  ((FAR PART = "121") AND (TRAINING PERSONNEL = "FLIGHT INSTRUCTOR SIMULATOR")) OR ((FAR PART = "135") AND (TRAINING PERSONNEL = "FLIGHT INSTRUCTOR SIMULATOR") AND ((TRAINING PROGRAMS = "PILOT TRAINING UNDER BOTH 135 AND 121 N&O") OR (TRAINING PROGRAMS = "PILOT TRAINING UNDER 121 N&O ONLY"))) ,  Rev.  4  6/25/2020 9:59:47 AM, 

QID:
 00001782, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
30   
Does the certificate holder require that for a person to serve as a check pilot or check flight engineer for the following positions, he or she must have the airman certificates and ratings for the airplane type used that are required for operations under 14 CFR part 121:

      #1 PIC; or
      #2 Flight engineer, as applicable?

REFERENCES: 8900.1 Vol 3 Ch 20 Sec 2, 121.411(b), 121.411(c)

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  ((FAR PART = "121")) OR ((FAR PART = "135") AND ((TRAINING PROGRAMS = "PILOT TRAINING UNDER BOTH 135 AND 121 N&O") OR (TRAINING PROGRAMS = "PILOT TRAINING UNDER 121 N&O ONLY"))) ,  Rev.  4  6/25/2020 10:03:52 AM, 

QID:
 00050791, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
31   
Does the certificate holder require that for a person to serve as a check pilot or a check flight engineer, he or she must satisfactorily complete the training phases required for that airplane type required for operations under 14 CFR part 121 for the following positions:

      #1 PIC; or
      #2 Flight engineer, as applicable?

REFERENCES: 121.411(b), 121.411(c)

NOTE: This includes any recurrent training required by 14 CFR part 121.

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  ((FAR PART = "121")) OR ((FAR PART = "135") AND ((TRAINING PROGRAMS = "PILOT TRAINING UNDER BOTH 135 AND 121 N&O") OR (TRAINING PROGRAMS = "PILOT TRAINING UNDER 121 N&O ONLY"))) ,  Rev.  3  6/25/2020 9:59:49 AM, 

QID:
 00050794, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
32   
Does the certificate holder require that for a person to serve as a check pilot or check flight engineer for the following positions he or she must satisfactorily complete the appropriate proficiency and flight checks for that airplane type required for operations under 14 CFR part 121:

      #1 PIC; or
      #2 Flight engineer, as applicable?

REFERENCES: 8900.1 Vol 3 Ch 20 Sec 2, 121.411(b), 121.411(c)

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  ((FAR PART = "121")) OR ((FAR PART = "135") AND ((TRAINING PROGRAMS = "PILOT TRAINING UNDER BOTH 135 AND 121 N&O") OR (TRAINING PROGRAMS = "PILOT TRAINING UNDER 121 N&O ONLY"))) ,  Rev.  4  6/25/2020 10:03:53 AM, 

QID:
 00050797, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
33   
Do the procedures specify that a flight instructor, for the positions listed below, must have the airman certificates and ratings for the airplane type involved that are required for operations under 14 CFR Part 121:

      #1 PIC; or
      #2 Flight engineer, as applicable?

REFERENCES: 121.412(b), 121.412(c)

NOTE: A flight instructor (simulator) need not have medical certificates required for operations.

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  ((FAR PART = "121")) OR ((FAR PART = "135") AND ((TRAINING PROGRAMS = "PILOT TRAINING UNDER BOTH 135 AND 121 N&O") OR (TRAINING PROGRAMS = "PILOT TRAINING UNDER 121 N&O ONLY"))) ,  Rev.  2  2/27/2018 1:10:11 PM, 

QID:
 00050800, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
34   
Do the procedures specify that a flight instructor, for the positions listed below, must satisfactorily complete the required training for the airplane for operations under 14 CFR Part 121:

      #1 PIC; or
      #2 Flight engineer, as applicable?

REFERENCES: 121.412(b), 121.412(c)

NOTE: This includes any recurrent training required by 14 CFR Part 121.

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  ((FAR PART = "121")) OR ((FAR PART = "135") AND ((TRAINING PROGRAMS = "PILOT TRAINING UNDER BOTH 135 AND 121 N&O") OR (TRAINING PROGRAMS = "PILOT TRAINING UNDER 121 N&O ONLY"))) ,  Rev.  2  2/27/2018 1:10:11 PM, 

QID:
 00050803, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
35   
Do procedures exist in enough detail to meet the regulatory and guidance requirements for this element to produce the intended results?


Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "121") ,  Rev.  1  3/13/2018 11:30:19 AM, 

QID:
 00051912, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
36   
Do the procedures specify that each instructor and check airman being used under an advanced simulation training program is given a minimum of 4 hours training each year to become familiar with the certificate holder’s program, or changes to it, and emphasizes their respective roles in the program?


REFERENCES: 121 Appendix H

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "121") AND (TRAINING EQUIPMENT = "ADVANCED SIMULATION") ,  Rev.  1  6/25/2018 8:51:40 AM, 

QID:
 00052174, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
37   
Do the procedures specify that under an advanced simulation training program, the training for instructors and check airmen must include:

      #1 Training policies and procedures;
      #2 Instruction method and techniques;
      #3 Operation of FFS controls (including environmental and trouble panels);
      #4 Limitations of the FFS; and
      #5 Minimum equipment required for each course of training?

REFERENCES: 121 Appendix H

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  ((FAR PART = "121") AND (TRAINING EQUIPMENT = "ADVANCED SIMULATION")) OR ((FAR PART = "135") AND (TRAINING PROGRAMS = "PILOT TRAINING UNDER 121 N&O ONLY" OR "PILOT TRAINING UNDER BOTH 135 AND 121 N&O") AND (TRAINING EQUIPMENT = "FLIGHT SIMULATORS")) ,  Rev.  2  6/25/2020 10:01:03 AM, 

QID:
 00052176, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
38   
Do the procedures require documentation that each instructor and check airman has served for at least 1 year in that capacity in a certificate holder's approved program, or has served for at least 1 year as a PIC or SIC in an airplane of the same group in which that pilot is instructing or checking?


REFERENCES: 121 Appendix H

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "121") AND (TRAINING EQUIPMENT = "ADVANCED SIMULATION") ,  Rev.  1  6/25/2018 8:51:40 AM, 

QID:
 00052203, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
39   
Do the procedures specify that each instructor or check airman must actively participate in either an approved regularly scheduled line flying program as a flight crewmember, or an approved line observation program in the same airplane type for which that person is instructing or checking?


REFERENCES: 121 Appendix H

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "121") AND (TRAINING EQUIPMENT = "ADVANCED SIMULATION") ,  Rev.  1  6/25/2018 8:51:41 AM, 

QID:
 00052205, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
40   
Do the certificate holder's procedures specify that the initial ground training curriculum for check airmen who conduct training or checking in a FFS or a flight training device must include the following subjects specific to the device(s) for the airplane type:

      #1 Proper operation of the controls and systems;
      #2 Proper operation of environmental and fault panels;
      #3 Data and motion limitations of simulation; and
      #4 The minimum airplane simulator equipment required by 14 CFR part 121 or 14 CFR part 60, for each maneuver and procedure completed in a FFS or a flight training device?

REFERENCES: AC-120-109, 121.413(c), AC-120-111

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "121") OR ((FAR PART = "135") AND (TRAINING PROGRAMS = "PILOT TRAINING UNDER 121 N&O ONLY" OR "PILOT TRAINING UNDER BOTH 135 AND 121 N&O")) ,  Rev.  2  6/25/2020 10:01:53 AM, 

QID:
 00054800, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
41   
Do the certificate holder's procedures specify that the transition ground training curriculum for check airmen who conduct training or checking in an FSS or a flight training device must include the following subjects specific to the device(s) for the airplane type to which the check airman is transitioning:

      #1 Proper operation of the controls and systems;
      #2 Proper operation of environmental and fault panels;
      #3 Data and motion limitations of simulation; and
      #4 The minimum airplane simulator equipment required by 14 CFR part 121 or 14 CFR part 60, for each maneuver and procedure completed in an FFS or a flight training device?

REFERENCES: AC-120-109, 121.413(d), AC-120-111

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "121") OR ((FAR PART = "135") AND (TRAINING PROGRAMS = "PILOT TRAINING UNDER 121 N&O ONLY" OR "PILOT TRAINING UNDER BOTH 135 AND 121 N&O")) ,  Rev.  2  6/25/2020 10:01:57 AM, 

QID:
 00054805, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
42   
Do the certificate holder's procedures specify that the recurrent ground training curriculum for check airmen who conduct training or checking in an FFS or a flight training device must include the following subjects specific to the device(s) for the airplane type:

      #1 Proper operation of the controls and systems;
      #2 Proper operation of environmental and fault panels;
      #3 Data and motion limitations of simulation; and
      #4 The minimum airplane simulator equipment required by 14 CFR part 121 or 14 CFR part 60, for each maneuver and procedure completed in an FFS or a flight training device?

REFERENCES: AC-120-109, 121.413(c), 121.413(h), AC-120-111

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "121") OR ((FAR PART = "135") AND (TRAINING PROGRAMS = "PILOT TRAINING UNDER 121 N&O ONLY" OR "PILOT TRAINING UNDER BOTH 135 AND 121 N&O")) ,  Rev.  2  6/25/2020 10:01:59 AM, 

QID:
 00054810, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
43   
Do the certificate holder's procedures specify that check airmen who conduct training or checking in an FFS or a flight training device must complete recurrent ground training every 12 calendar months?


REFERENCES: 121.413(h)

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "121") OR ((FAR PART = "135") AND (TRAINING PROGRAMS = "PILOT TRAINING UNDER 121 N&O ONLY" OR "PILOT TRAINING UNDER BOTH 135 AND 121 N&O")) ,  Rev.  2  6/25/2020 10:01:59 AM, 

QID:
 00054815, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
44   
Do the certificate holder's procedures specify that the initial ground training curriculum for flight instructors who conduct training in an FFS or a flight training device must include the following subjects specific to the device(s) for the airplane type:

      #1 Proper operation of the controls and systems;
      #2 Proper operation of environmental and fault panels;
      #3 Data and motion limitations of simulation; and
      #4 The minimum airplane simulator equipment required by 14 CFR part 121 or 14 CFR part 60, for each maneuver and procedure completed in an FFS or a flight training device?

REFERENCES: AC-120-109, 121.414(c), AC-120-111

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "121") OR ((FAR PART = "135") AND (TRAINING PROGRAMS = "PILOT TRAINING UNDER 121 N&O ONLY" OR "PILOT TRAINING UNDER BOTH 135 AND 121 N&O")) ,  Rev.  2  6/25/2020 10:02:02 AM, 

QID:
 00054816, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
45   
Do the certificate holder's procedures specify that the transition ground training curriculum for flight instructors who conduct training in an FFS or a flight training device must include the following subjects specific to the device(s) for the airplane type to which the flight instructor is transitioning:

      #1 Proper operation of the controls and systems;
      #2 Proper operation of environmental and fault panels;
      #3 Data and motion limitations of simulation; and
      #4 The minimum airplane simulator equipment required by 14 CFR part 121 or 14 CFR part 60, for each maneuver and procedure completed in an FFS or a flight training device?

REFERENCES: AC-120-109, 121.414(d), AC-120-111

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "121") OR ((FAR PART = "135") AND (TRAINING PROGRAMS = "PILOT TRAINING UNDER 121 N&O ONLY" OR "PILOT TRAINING UNDER BOTH 135 AND 121 N&O")) ,  Rev.  2  6/25/2020 10:02:04 AM, 

QID:
 00054821, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
46   
Do the certificate holder's procedures specify that the recurrent ground training curriculum for flight instructors who conduct training in an FFS or a flight training device must include the following subjects specific to the device(s) for the airplane type:

      #1 Proper operation of the controls and systems;
      #2 Proper operation of environmental and fault panels;
      #3 Data and motion limitations of simulation; and
      #4 The minimum airplane simulator equipment required by 14 CFR part 121 or 14 CFR part 60, for each maneuver and procedure completed in an FFS or a flight training device?

REFERENCES: AC-120-109, 121.414(c), 121.414(h), AC-120-111

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "121") OR ((FAR PART = "135") AND (TRAINING PROGRAMS = "PILOT TRAINING UNDER 121 N&O ONLY" OR "PILOT TRAINING UNDER BOTH 135 AND 121 N&O")) ,  Rev.  2  6/25/2020 10:02:07 AM, 

QID:
 00054826, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
47   
Do the certificate holder's procedures specify that flight instructors who conduct training in an FFS or a flight training device must complete recurrent ground training every 12 calendar months?


REFERENCES: 121.414(h)

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "121") OR ((FAR PART = "135") AND (TRAINING PROGRAMS = "PILOT TRAINING UNDER 121 N&O ONLY" OR "PILOT TRAINING UNDER BOTH 135 AND 121 N&O")) ,  Rev.  2  6/25/2020 10:02:07 AM, 

QID:
 00054831, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
48   
Do controls exist within this element that ensure risks are reduced to an acceptable level?


REFERENCES: 5.51, 5.53, 5.55

Safety Attribute: Controls,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "121") ,  Rev.  2  3/8/2019 12:47:45 PM, 

QID:
 00051913, Response Details: Controls ED/EP/SP DCTs (Both OP and AW),  Status: Released

  Yes
  No
49   
Does the certificate holder have a method to evaluate the impact of changes on related processes (interfaces) for this element?


Safety Attribute: Interfaces,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "121") ,  Rev.  2  3/8/2019 12:47:45 PM, 

QID:
 00051914, Response Details: Interfaces ED/EP/SP DCTs (Both OP and AW),  Status: Released

  Yes
  No
50   
Does the process design require that individuals understand their safety role and how it contributes to the safety performance of this element?


REFERENCES: 5.23(a), 5.91, 5.93

Safety Attribute: Safety Ownership,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "121") ,  Rev.  2  3/8/2019 12:47:46 PM, 

QID:
 00051918, Response Details: Safety Ownership ED/EP/SP DCTs (Both OP and AW),  Status: Released

  Yes
  No


Response Details List  EP & ED DCTs (Both OP and AW) (Released, 1.0)
1 Unclear procedure(s)
2 Conflicting procedure(s)
3 Used workaround(s)
4 Skipped process step(s)
5 Personnel failed to follow process (procedures, guidance, etc)
6 Procedures/guidance not available
7 Procedures/guidance not current
8 Inconsistent procedure(s)
9 Undocumented procedure(s)
10 Minor typographical error(s) (i.e. record entries)
11 Information missing
12 Communication failure(s)
13 Personnel failed to perform task
14 Process failed to meet desired outcome
15 Process oversight failure
16 Equipment/tools not available
17 Equipment/tools not adequate
18 Equipment/tools not calibrated
19 Facilities not adequate
20 Other
Response Details List  N/A Response Detail (Released, 2.0)
1 Not applicable or authorized for the certificate holder or applicant
2 Other
Response Details List  Controls ED/EP/SP DCTs (Both OP and AW) (Released, 1.0)
1 Failure to identify hazards or ineffective risk controls
2 Failure to develop and maintain risk controls
3 Failure to effectively mitigate risk before applying risk controls
4 Risk controls ineffective
5 Unclear risk controls
6 Failure to assess risk for a new system
7 Failure to assess risk when revising an existing system
8 Failure to assess risk when developing operational procedures
9 Failure to maintain records of outputs of risk control assessments
10 Other
Response Details List  Interfaces ED/EP/SP DCTs (Both OP and AW) (Released, 1.0)
1 Internal communication failure(s)
2 External communication failure(s)
3 Lack of interfaces
4 Inconsistent interfaces
5 Poor coordination between departments and employees
6 Failure of interfaces between processes or procedures
7 Other
Response Details List  Responsibility ED/EP/SP DCTs (Both OP and AW) (Released, 1.0)
1 Failed to provide financial resources
2 Failed to provide sufficient human resources
3 Individual not clearly identified
4 Failure to ensure safety of process
5 Failure to oversee operations conducted under the certificate
6 Failed to ensure quality performance of process
7 Process oversight failure
8 Communication failure(s)
9 Other
Response Details List  Authority ED/EP/SP DCTs (Both OP and AW) (Released, 1.0)
1 Process oversight failure
2 Unacceptable safety risk acceptance
3 Ineffective planning of resources
4 Ineffective use of resources
5 Ineffective control of resources
6 Failure to implement safety risk processes
7 Process owner not clearly identified
8 Unqualified
9 Other
Response Details List  Process Measurement ED/EP/SP DCTs (Both OP and AW) (Released, 1.0)
1 Inadequate monitoring of operations processes
2 Ineffective evaluations of processes or systems
3 Undocumented or insufficient investigations
4 Failure to conduct audits
5 Ineffective audits
6 Failure to detect changes in the operational environment
7 Personnel failed to perform/follow process (procedures, guidance, etc.)
8 Process failed to meet desired outcome
9 Process oversight failure
10 Other
Response Details List  Safety Ownership ED/EP/SP DCTs (Both OP and AW) (Released, 3.0)
1 Unaware of or ineffective safety policies or processes
2 Unaware of or ineffective safety related reporting tools
3 Unclear safety policy
4 Ineffective safety related training
5 Lack of safety culture
6 Unclear safety objectives
7 Other