Unscoped DCT Report (Standard DCT)


MLF Label: 2.1.5 (OP) Appropriate Airmen / Crewmembers Checks and Qualifications DCT Type: ED DCT Specialty: Operations Peer Group: A - Part 121 Air Operators DCT Revision: 18.0 on 06/25/20 (Released)
Summary Information

Purpose (Certificate Holder Responsibility): To use qualified and competent airmen and crewmembers for the operations.
Objective (FAA Responsibility): Determine if the CH will be able to; (1) Comply with regulations; (2) Use qualified and competent airmen and crewmembers for the operations.

The (OP) Appropriate Airmen / Crewmembers Checks and Qualifications Element includes the following System(s) and Subsystem(s)

Questions Answers Comments
  2.1.5 (OP) Appropriate Airmen / Crewmembers Checks and Qualifications
1   
Does the process design ensure the individual with responsibility provides both financial and human resources for the safety and quality performance of this element?


REFERENCES: 5.23(a), 5.25(a), 5.25(b), 5.25(c), 5.21

Safety Attribute: Management Responsibility,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "121") ,  Rev.  2  3/8/2019 12:47:45 PM, 

QID:
 00051915, Response Details: Responsibility ED/EP/SP DCTs (Both OP and AW),  Status: Released

  Yes
  No
2   
Is the person with authority clearly identifiable, qualified and knowledgeable to effectively plan, direct and control resources, change procedures and make key determinations including safety risk acceptance decisions for this element?


REFERENCES: 5.23(a), 5.23(b), 5.25(c)

Safety Attribute: Management Authority,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "121") ,  Rev.  2  3/8/2019 12:47:48 PM, 

QID:
 00051916, Response Details: Authority ED/EP/SP DCTs (Both OP and AW),  Status: Released

  Yes
  No
3   
Do process measurement(s) exist to evaluate the performance of this element and implement corrective action if necessary?


REFERENCES: 5.75, 5.71, 5.73

Safety Attribute: Process Measurement,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "121") ,  Rev.  2  3/8/2019 12:47:48 PM, 

QID:
 00051917, Response Details: Process Measurement ED/EP/SP DCTs (Both OP and AW),  Status: Released

  Yes
  No
4   
Do the procedures require the certificate holder to maintain PRIA records for flight crewmembers for a period of 5 years according to the PRIA, 49 USC 44703(h) through (j)?


REFERENCES: AC-120-68, 44703, 8000.88

NOTE: 135 Single pilot operators are also subject to the provisions of PRIA (Ref. AC-120-68).

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "121" OR "135") ,  Rev.  3  12/16/2019 3:16:56 PM, 

QID:
 00000935, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
5   
Do the procedures specify for serving in 14 CFR Part 121 operations, the airmen operating the aircraft must be U.S. certificated and employed by the certificate holder?


REFERENCES: 121.153(c)

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "121" ) AND ( AIRCRAFT OWNERSHIP = "CIVIL AIRCRAFT WHICH IS LEASED OR CHARTERED" ) ,  Rev.  2  5/21/2014 10:23:53 PM, 

QID:
 00001940, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
6   
Do the procedures specify for serving in 14 CFR Part 121 operations the airman:

      #1 Holds an appropriate current airman certificate issued by the FAA;
      #2 Has any required appropriate current airman and medical certificates in his possession while engaged in operations under 14 CFR Part 121; and
      #3 Is otherwise qualified for the operation for which he is to be used?

REFERENCES: 121.383(a)

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "121" ) ,  Rev.  3  7/4/2014 6:33:54 PM, 

QID:
 00001941, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
7   
Do the procedures specify that an airman is prohibited from serving as a crewmember after his or her 65th birthday?


REFERENCES: 121.383(d), 121.383(e)

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "121" ) ,  Rev.  3  7/4/2014 6:33:54 PM, 

QID:
 00001945, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
8   
Do the procedures specify the minimum number and command authority of flight crewmembers in each of the required positions?


REFERENCES: 121.385(a), 121.385(c)

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "121" ) ,  Rev.  3  7/4/2014 6:33:54 PM, 

QID:
 00001947, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
9   
Do the procedures specify that a flight crewmember may be assigned only one function on a flight crew?


REFERENCES: 121.385(b)

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "121" ) ,  Rev.  3  7/4/2014 6:33:54 PM, 

QID:
 00001948, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
10   
Do the procedures specify that at least one other flight crewmember must be qualified to provide emergency performance of the flight engineer's functions?


REFERENCES: 121.385(d)

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "121" ) AND ( CREWMEMBERS = "FLIGHT ENGINEERS" ) ,  Rev.  3  7/4/2014 6:33:55 PM, 

QID:
 00001949, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
11   
Do the procedures specify that a flight crewmember must hold a current navigator certificate?


REFERENCES: 121.389(a)

NOTE: This requirement is applicable when the aircraft's position cannot be reliably fixed for a period of more than 1 hour.

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "121" ) AND ( AREA OF OPERATION = "SPECIALIZED MEANS OF NAVIGATION OUTSIDE THE UNITED STATES AND THE DISTRICT OF COLUMBIA" ) AND ( CREWMEMBERS = "FLIGHT NAVIGATORS" ) ,  Rev.  3  7/4/2014 6:33:55 PM, 

QID:
 00001950, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
12   
Do the procedures specify that each pilot must be qualified on the navigational capabilities of the airplane for flights without a flight navigator?


REFERENCES: 121.389(a)

NOTE: This requirement is applicable when the aircraft's position cannot be reliably fixed for a period of more than 1 hour.

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "121" ) AND ( AREA OF OPERATION = "SPECIALIZED MEANS OF NAVIGATION OUTSIDE THE UNITED STATES AND THE DISTRICT OF COLUMBIA" ) ,  Rev.  2  5/21/2014 10:34:01 PM, 

QID:
 00001951, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
13   
Do the procedures specify the checks and training required by the certificate holder or by 14 CFR Part 121?


REFERENCES: 121.432(b)

NOTE: Except for pilot line checks and flight engineer flight checks, the person being trained or checked may not be used as a required crewmember.

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  ((FAR PART = "121")) OR ((FAR PART = "135") AND ((TRAINING PROGRAMS = "PILOT TRAINING UNDER BOTH 135 AND 121 N&O") OR (TRAINING PROGRAMS = "PILOT TRAINING UNDER 121 N&O ONLY"))) ,  Rev.  4  2/27/2018 1:09:56 PM, 

QID:
 00001952, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
14   
Do the procedures specify the recurrent crewmember qualification check requirements?


REFERENCES: 121.433(c), 121.441(a)

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  ((FAR PART = "121")) OR ((FAR PART = "135") AND ((TRAINING PROGRAMS = "PILOT TRAINING UNDER BOTH 135 AND 121 N&O") OR (TRAINING PROGRAMS = "PILOT TRAINING UNDER 121 N&O ONLY"))) ,  Rev.  5  6/24/2019 11:30:31 AM, 

QID:
 00001953, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
15   
Do the procedures prohibit the substitution of a proficiency check for low altitude windshear training?


REFERENCES: 121.433(e)

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  ((FAR PART = "121")) OR ((FAR PART = "135") AND ((TRAINING PROGRAMS = "PILOT TRAINING UNDER BOTH 135 AND 121 N&O") OR (TRAINING PROGRAMS = "PILOT TRAINING UNDER 121 N&O ONLY"))) ,  Rev.  4  2/27/2018 1:09:56 PM, 

QID:
 00001954, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
16   
Do the procedures specify that the pilot in command must hold an airline transport pilot certificate not subject to the limitations in 14 CFR 61.167(b) with an appropriate type rating for the aircraft being flown?


REFERENCES: 121.436(a)

NOTE: This requirement also applies to the second in command of an aircraft requiring three or more pilots while conducting flag or supplemental operations.

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  ((FAR PART = "121")) OR ((FAR PART = "135") AND ((TRAINING PROGRAMS = "PILOT TRAINING UNDER BOTH 135 AND 121 N&O") OR (TRAINING PROGRAMS = "PILOT TRAINING UNDER 121 N&O ONLY"))) ,  Rev.  5  2/27/2018 1:09:56 PM, 

QID:
 00001955, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
17   
Do the procedures specify that no person may serve as PIC unless they have completed the required line checks within the preceding 12 calendar months which:

      #1 Is given by a pilot check airman who is currently qualified on both the route and the airplane; and
      #2 Consists of at least one flight over a typical part of the certificate holder's route, or over a foreign or Federal airway, or over a direct route?

REFERENCES: 121.440(a), 121.440(b)

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  ((FAR PART = "121") AND ((TYPE 119 OPERATION = "FLAG") OR (TYPE 119 OPERATION = "DOMESTIC"))) OR ((FAR PART = "135") AND ((TRAINING PROGRAMS = "PILOT TRAINING UNDER BOTH 135 AND 121 N&O") OR (TRAINING PROGRAMS = "PILOT TRAINING UNDER 121 N&O ONLY"))) ,  Rev.  3  2/27/2018 1:09:57 PM, 

QID:
 00001956, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
18   
Do the procedures specify that no person may be assigned to or serve as a required pilot crewmember unless they have completed the required proficiency checks or approved FFS course of training?


REFERENCES: 121.441

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  ((FAR PART = "121")) OR ((FAR PART = "135") AND ((TRAINING PROGRAMS = "PILOT TRAINING UNDER BOTH 135 AND 121 N&O") OR (TRAINING PROGRAMS = "PILOT TRAINING UNDER 121 N&O ONLY"))) ,  Rev.  5  6/25/2020 9:59:43 AM, 

QID:
 00001959, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
19   
Do the procedures specify that the certificate holder's system must provide the PIC with the following route and airport information:

      #1 Weather characteristics appropriate to the season;
      #2 Navigation facilities;
      #3 Communication procedures, including airport visual aids;
      #4 Kinds of terrain and obstructions;
      #5 Minimum safe flight levels;
      #6 Enroute and terminal area arrival and departure procedures, holding procedures and authorized instrument approach procedures for the airports involved;
      #7 Congested areas and physical layout of each airport in the terminal area in which the pilot will operate; and
      #8 NOTAM?

REFERENCES: 121.443(a), 121.443(b)

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  ((FAR PART = "121")) OR ((FAR PART = "135") AND ((TRAINING PROGRAMS = "PILOT TRAINING UNDER BOTH 135 AND 121 N&O") OR (TRAINING PROGRAMS = "PILOT TRAINING UNDER 121 N&O ONLY"))) ,  Rev.  3  2/27/2018 1:09:58 PM, 

QID:
 00001960, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
20   
Do the procedures specify the requirements of 121.445 for the PIC to use special types of navigational systems or special airports?


REFERENCES: 121.445(b), 121.445(c), 121.445(d)

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  ((FAR PART = "121")) OR ((FAR PART = "135") AND ((TRAINING PROGRAMS = "PILOT TRAINING UNDER BOTH 135 AND 121 N&O") OR (TRAINING PROGRAMS = "PILOT TRAINING UNDER 121 N&O ONLY"))) ,  Rev.  3  2/27/2018 1:09:58 PM, 

QID:
 00001969, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
21   
Do the procedures specify the currency requirements for flight engineers?


REFERENCES: 121.453(a)

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "121" ) AND ( CREWMEMBERS = "FLIGHT ENGINEERS" ) ,  Rev.  3  7/4/2014 6:33:55 PM, 

QID:
 00001970, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
22   
Do the procedures specify that the certificate holder will:

      #1 Record each action taken to release any flight crewmember from employment due to physical or professional disqualification; and
      #2 Maintain these records for at least six months?

REFERENCES: AC-120-68, 121.683(a), 8000.88

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "121" ) ,  Rev.  4  6/25/2020 9:58:40 AM, 

QID:
 00001980, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
23   
Do the procedures specify that a certificate holder will maintain the records specified by 121.683(a) at its principal base of operations or at another location used by the certificate holder and approved by the Administrator?


REFERENCES: 121.683(b)

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "121") AND (TYPE 119 OPERATION = "DOMESTIC/FLAG AND SUPPLEMENTAL" OR "SUPPLEMENTAL") ,  Rev.  4  6/25/2020 9:58:40 AM, 

QID:
 00001983, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
24   
Do the procedures specify that the holder of an international crewmember certificate issued under 121.723 will surrender the certificate for cancellation to the nearest responsible Flight Standards office at the termination of the holder's employment with the certificate holder?


REFERENCES: 121.723

NOTE: The certificate holder that employed the crewmember must turn in this certificate if it is in the certificate holder's possession.

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "121") AND (AREA OF OPERATION = "OPERATIONS OUTSIDE THE UNITED STATES") ,  Rev.  4  6/24/2019 11:30:31 AM, 

QID:
 00001984, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
25   
Do the procedures specify that the additional ground and flight training for crewmembers and other operations personnel used for parabolic flight operations must have completed the Operator's approved training program for parabolic flight operations?


REFERENCES: A362

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "121" ) AND ( OPSPEC = "A362" ) ,  Rev.  3  7/4/2014 6:33:55 PM, 

QID:
 00001985, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
26   
Do the procedures specify that no person may serve as PIC unless they have completed the required line checks within the preceding 12 calendar months which;

      #1 Is given by a pilot check airman who is currently qualified on the airplane; and
      #2 Consists of at least one flight over a part of a Federal airway, foreign airway, or advisory route over which the pilot may be assigned?

REFERENCES: 121.440(a), 121.440(c)

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  ((FAR PART = "121") AND (TYPE 119 OPERATION = "SUPPLEMENTAL")) OR ((FAR PART = "135") AND ((TRAINING PROGRAMS = "PILOT TRAINING UNDER BOTH 135 AND 121 N&O") OR (TRAINING PROGRAMS = "PILOT TRAINING UNDER 121 N&O ONLY"))) ,  Rev.  3  2/27/2018 1:09:59 PM, 

QID:
 00001986, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
27   
Do the procedures specify that the pilot acting as second in command must hold an airline transport pilot certificate with an appropriate type rating for the aircraft?


REFERENCES: 121.436(b)

NOTE: A second in command type rating obtained under 14 CFR 61.55 does not satisfy this requirement.

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  ((FAR PART = "121")) OR ((FAR PART = "135") AND ((TRAINING PROGRAMS = "PILOT TRAINING UNDER BOTH 135 AND 121 N&O") OR (TRAINING PROGRAMS = "PILOT TRAINING UNDER 121 N&O ONLY"))) ,  Rev.  2  2/27/2018 1:10:06 PM, 

QID:
 00049305, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
28   
Do the procedures specify that the certificate holder will maintain current records that indicate whether each crewmember complies with the applicable sections of 14 CFR part 121, including, but not limited to:

      #1 Proficiency checks;
      #2 Airplane qualifications;
      #3 Training;
      #4 Any required physical examinations;
      #5 Flight time;
      #6 Duty time; and
      #7 Rest time?

REFERENCES: AC-120-68, 121.683(a), 8000.88

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "121" ) ,  Rev.  2  6/25/2020 9:59:05 AM, 

QID:
 00050384, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
29   
Do procedures exist in enough detail to meet the regulatory and guidance requirements for this element to produce the intended results?


Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "121") ,  Rev.  1  3/13/2018 11:30:19 AM, 

QID:
 00051912, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
30   
Do the certificate holder's procedures specify that no person may be assigned to or serve as a pilot in command unless that person has satisfactorily completed a proficiency check within the preceding 12 calendar months in the aircraft type in which the person is to serve?


REFERENCES: 121.441(a)

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "121") OR ((FAR PART = "135") AND (TRAINING PROGRAMS = "PILOT TRAINING UNDER 121 N&O ONLY" OR "PILOT TRAINING UNDER BOTH 135 AND 121 N&O")) ,  Rev.  1  2/27/2019 9:41:37 AM, 

QID:
 00054788, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
31   
Do the certificate holder's procedures prohibit the substitution of a proficiency check for the extended envelope training required by 14 CFR part 121.423?


REFERENCES: 121.433(e)

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "121") OR ((FAR PART = "135") AND (TRAINING PROGRAMS = "PILOT TRAINING UNDER 121 N&O ONLY" OR "PILOT TRAINING UNDER BOTH 135 AND 121 N&O")) ,  Rev.  1  2/27/2019 9:41:38 AM, 

QID:
 00054799, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
32   
Do the procedures include the PRIA records request process, so that, unless under an exception, no pilot may be released to pilot an aircraft unless a PRIA request for records has been made and those records are received and reviewed?


REFERENCES: AC-120-68, 44703, 8000.88

NOTE: 

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "121" OR "135") ,  Rev.  1  12/16/2019 3:16:56 PM, 

QID:
 00055455, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
33   
Do the procedures require that proficiency checks include at least the procedures and maneuvers set forth in part 121 Appendix F, except when the conditions for waiving a maneuver or procedure were met in accordance with 121.441(d)?


REFERENCES: 121 Appendix F, 121.441(d), AC-120-114

NOTE: Waiver authority does not apply to upgrade proficiency checks.

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "121") OR ((FAR PART = "135") AND (TRAINING PROGRAMS = "PILOT TRAINING UNDER 121 N&O ONLY" OR "PILOT TRAINING UNDER BOTH 135 AND 121 N&O")) ,  Rev.  1  6/25/2020 10:04:28 AM, 

QID:
 00056220, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
34   
Do the procedures require that pilots who serve as SIC of an operation requiring three or more pilots, are fully qualified to act as PIC for that operation?


REFERENCES: 121.432(a)

NOTE: These SICs are required to complete the same requirements as a PIC except these SICs are not required to complete PIC operating experience and ground training for mentoring.

Safety Attribute: Procedures,  Question Type: Output Validation,  

Scoping Attribute:
  ((FAR PART = "121") AND (CREWMEMBERS = "FOUR PILOTS" OR "MORE THAN FOUR PILOTS" OR "THREE PILOTS")) OR ((FAR PART = "135") AND (CREWMEMBERS = "FOUR PILOTS" OR "THREE PILOTS") AND (TRAINING PROGRAMS = "PILOT TRAINING UNDER 121 N&O ONLY" OR "PILOT TRAINING UNDER BOTH 135 AND 121 N&O")) ,  Rev.  1  6/25/2020 10:04:28 AM, 

QID:
 00056221, Response Details: EP & ED DCTs (Both OP and AW),  Status: Released

  Yes
  No
  Not Applicable
35   
Do controls exist within this element that ensure risks are reduced to an acceptable level?


REFERENCES: 5.51, 5.53, 5.55

Safety Attribute: Controls,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "121") ,  Rev.  2  3/8/2019 12:47:45 PM, 

QID:
 00051913, Response Details: Controls ED/EP/SP DCTs (Both OP and AW),  Status: Released

  Yes
  No
36   
Does the certificate holder have a method to evaluate the impact of changes on related processes (interfaces) for this element?


Safety Attribute: Interfaces,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "121") ,  Rev.  2  3/8/2019 12:47:45 PM, 

QID:
 00051914, Response Details: Interfaces ED/EP/SP DCTs (Both OP and AW),  Status: Released

  Yes
  No
37   
Does the process design require that individuals understand their safety role and how it contributes to the safety performance of this element?


REFERENCES: 5.23(a), 5.91, 5.93

Safety Attribute: Safety Ownership,  Question Type: Output Validation,  

Scoping Attribute:
  (FAR PART = "121") ,  Rev.  2  3/8/2019 12:47:46 PM, 

QID:
 00051918, Response Details: Safety Ownership ED/EP/SP DCTs (Both OP and AW),  Status: Released

  Yes
  No


Response Details List  EP & ED DCTs (Both OP and AW) (Released, 1.0)
1 Unclear procedure(s)
2 Conflicting procedure(s)
3 Used workaround(s)
4 Skipped process step(s)
5 Personnel failed to follow process (procedures, guidance, etc)
6 Procedures/guidance not available
7 Procedures/guidance not current
8 Inconsistent procedure(s)
9 Undocumented procedure(s)
10 Minor typographical error(s) (i.e. record entries)
11 Information missing
12 Communication failure(s)
13 Personnel failed to perform task
14 Process failed to meet desired outcome
15 Process oversight failure
16 Equipment/tools not available
17 Equipment/tools not adequate
18 Equipment/tools not calibrated
19 Facilities not adequate
20 Other
Response Details List  N/A Response Detail (Released, 2.0)
1 Not applicable or authorized for the certificate holder or applicant
2 Other
Response Details List  Controls ED/EP/SP DCTs (Both OP and AW) (Released, 1.0)
1 Failure to identify hazards or ineffective risk controls
2 Failure to develop and maintain risk controls
3 Failure to effectively mitigate risk before applying risk controls
4 Risk controls ineffective
5 Unclear risk controls
6 Failure to assess risk for a new system
7 Failure to assess risk when revising an existing system
8 Failure to assess risk when developing operational procedures
9 Failure to maintain records of outputs of risk control assessments
10 Other
Response Details List  Interfaces ED/EP/SP DCTs (Both OP and AW) (Released, 1.0)
1 Internal communication failure(s)
2 External communication failure(s)
3 Lack of interfaces
4 Inconsistent interfaces
5 Poor coordination between departments and employees
6 Failure of interfaces between processes or procedures
7 Other
Response Details List  Responsibility ED/EP/SP DCTs (Both OP and AW) (Released, 1.0)
1 Failed to provide financial resources
2 Failed to provide sufficient human resources
3 Individual not clearly identified
4 Failure to ensure safety of process
5 Failure to oversee operations conducted under the certificate
6 Failed to ensure quality performance of process
7 Process oversight failure
8 Communication failure(s)
9 Other
Response Details List  Authority ED/EP/SP DCTs (Both OP and AW) (Released, 1.0)
1 Process oversight failure
2 Unacceptable safety risk acceptance
3 Ineffective planning of resources
4 Ineffective use of resources
5 Ineffective control of resources
6 Failure to implement safety risk processes
7 Process owner not clearly identified
8 Unqualified
9 Other
Response Details List  Process Measurement ED/EP/SP DCTs (Both OP and AW) (Released, 1.0)
1 Inadequate monitoring of operations processes
2 Ineffective evaluations of processes or systems
3 Undocumented or insufficient investigations
4 Failure to conduct audits
5 Ineffective audits
6 Failure to detect changes in the operational environment
7 Personnel failed to perform/follow process (procedures, guidance, etc.)
8 Process failed to meet desired outcome
9 Process oversight failure
10 Other
Response Details List  Safety Ownership ED/EP/SP DCTs (Both OP and AW) (Released, 3.0)
1 Unaware of or ineffective safety policies or processes
2 Unaware of or ineffective safety related reporting tools
3 Unclear safety policy
4 Ineffective safety related training
5 Lack of safety culture
6 Unclear safety objectives
7 Other